FUNDS DISTRIBUTOR, INC. Distributor DEALER AGREEMENTDealer Agreement • December 23rd, 2005 • Td Waterhouse Family of Funds Inc • Massachusetts
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies covered hereunder (collectively, “Company”) which may be amended by us from time to time, Funds Distributor, Inc. (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,”“your,” and similar words refer to the dealer executing this agreement, including its associated persons.
FUNDS DISTRIBUTOR, INC. Distributor SELLING GROUP MEMBER AGREEMENTSelling Group Member Agreement • December 23rd, 2005 • Td Waterhouse Family of Funds Inc • Massachusetts
As the distributor of the shares (“Shares”) of each investment company portfolio (“Fund”), of the investment company or companies covered hereunder (collectively, “Company”) which may be amended by us from time to time, Funds Distributor, Inc. (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,”“your,” and similar words refer to the intermediary executing this agreement, including its associated persons.
AMENDMENT TO ADMINISTRATION AGREEMENT BY AND BETWEEN TD WATERHOUSE FAMILY OF FUNDS, INC. AND TD ASSET MANAGEMENT USA INC.Administration Agreement • December 23rd, 2005 • Td Waterhouse Family of Funds Inc
Amendment as of _________, 200__ to the Administration Agreement dated as of June 1, 2005 (the “Agreement”), by and between TD WATERHOUSE FAMILY OF FUNDS, INC. (the “Company”) and TD ASSET MANAGEMENT USA INC. (the “Administrator”).
AMENDMENT NO. 2 TO ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • December 23rd, 2005 • Td Waterhouse Family of Funds Inc
THIS AMENDMENT NO. 2 TO ACCOUNTING SERVICES AGREEMENT (this “Amendment”), effective as of the 31st day of August, 2005, by and between TD Asset Management USA Inc. (“TDAM” or “Customer”), as successor to TD Waterhouse Investor Services, Inc. (“TDWIS”) and SEI Investments Global Funds Services (formerly SEI Investments Mutual Fund Services), a Delaware business trust (“SEI”).
AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • December 23rd, 2005 • Td Waterhouse Family of Funds Inc
Amendment made as of June 1, 2005 to the Investment Management Agreement dated the 15th day of October, 1996 (the “Agreement”), by and between TD WATERHOUSE FAMILY OF FUNDS, INC. f/k/a WATERHOUSE INVESTORS CASH MANAGEMENT FUND, INC., a Maryland corporation, whose address is 100 Wall Street, New York, New York 10005 (the “Fund”) and TD ASSET MANAGEMENT USA INC., f/k/a WATERHOUSE ASSET MANAGEMENT, INC., a Delaware corporation, whose address is 100 Wall Street, New York, New York 10005(the “Investment Manager”). The Agreement includes the Amendment made as of September 1, 2000.
Funds Distributor, Inc. 100 Summer Street Suite 1500 Boston, MA 02110 Attn: President June 1, 2005 Dear Mr. Tomko:Td Waterhouse Family of Funds Inc • December 23rd, 2005
TD Waterhouse Investor Services, Inc. ("TD WIS") and Funds Distributor, Inc. ("FDI") are parties to that certain Sub-Administration Agreement dated April 11, 2001, as amended on April 4, 2002 (the "Sub-Administration Agreement"). Effective June 1, 2005, the administrator of TD Waterhouse family of Funds, Inc. ("TD FOF") and TD Waterhouse Plus Funds, Inc. ("TDPF") is changing from TD WIS to TD Asset Management USA Inc. ("TDAM USA"), which is the investment adviser to all of the portfolios of TD FOF and TDPF.
ADMINISTRATION AGREEMENTAdministration Agreement • December 23rd, 2005 • Td Waterhouse Family of Funds Inc • New York
AGREEMENT made as of June 1, 2005 by and between TD WATERHOUSE FAMILY OF FUNDS, INC., a Maryland corporation (the “Fund”), on its own behalf and on behalf of its Money Market Portfolio, U.S. Government Portfolio, Municipal Portfolio, California Municipal Money Market Portfolio, and New York Municipal Money Market Portfolio (each, a “Portfolio”), and TD ASSET MANAGEMENT USA INC., a Delaware corporation (the “Administrator”).
AMENDMENT TO AMENDED AND RESTATED TRANSFER AGENCY AND DIVIDEND DISBURSING AGENCY AGREEMENT BY AND BETWEEN TD WATERHOUSE FAMILY OF FUNDS, INC. AND NATIONAL INVESTOR SERVICES CORP.Transfer Agency and Dividend Disbursing Agency Agreement • December 23rd, 2005 • Td Waterhouse Family of Funds Inc
Amendment as of __________, 200_ to the Amended and Restated Transfer Agency and Dividend Disbursing Agency Agreement dated as of September 8, 1999 (the “Agreement”), by and between TD WATERHOUSE FAMILY OF FUNDS, INC. (the “Company”) and NATIONAL INVESTOR SERVICES CORP. (“NISC”).
AMENDMENT NO. 1 TO THE ACCOUNTING SERVICES AGREEMENTThe Accounting Services Agreement • December 23rd, 2005 • Td Waterhouse Family of Funds Inc • New York
This Amendment No.1(the “Amendment”) is made as of May 31, 2005 to the Accounting Services Agreement dated September 1, 2000 (the “Agreement”) between TD Waterhouse Investor Services, Inc. (“TDWIS”) and SEI Investments Global Funds Services, formerly named SEI Investments Mutual Funds Services (“SEI”}. By signing this amendment, TD Asset Management USA Inc. (“TRAM”), a current affiliate of TDWIS, acknowledges that it will succeed to the rights and obligations of TDWIS under the Agreement and agrees to be bound by the terms and conditions of the Agreement as amended by this amendment.
AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENT BY AND BETWEEN TD WATERHOUSE FAMILY OF FUNDS, INC. AND TD ASSET MANAGEMENT USA INC.Investment Management Agreement • December 23rd, 2005 • Td Waterhouse Family of Funds Inc
Amendment as of __________, 200_ to the Investment Management Agreement dated as of October 15, 1996 (the “Agreement”), by and between TD WATERHOUSE FAMILY OF FUNDS, INC. (the “Company”) and TD ASSET MANAGEMENT USA INC. (the “Investment Manager”).
