CUSTODIAN AND TRANSFER AGENT AGREEMENTFunds Transfer Services Agreement • December 18th, 2023 • Exchange Listed Funds Trust • New York
THIS AGREEMENT (this Agreement), dated as of December 13, 2023, between EXCHANGE LISTED FUNDS TRUST (the Fund, including its separate series listed on Appendix A hereto, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA). For purposes of this Agreement, reference hereafter to the “Fund” shall mean the Fund and/or the respective Portfolio(s), as the context requires.
ETC FORM OF RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • December 18th, 2023 • Exchange Listed Funds Trust
THIS AGREEMENT, dated as of __________, [between/among] [the/each] Acquiring Fund(s)[, severally and not jointly] (each, an “Acquiring Fund”), and [the/each] Acquired Fund(s)[, severally and not jointly] (each, an “Acquired Fund” and together with the Acquiring Fund[s], the “Funds”), listed on Schedule A.
SUBADVISORY AGREEMENTSubadvisory Agreement • December 18th, 2023 • Exchange Listed Funds Trust • Delaware
THIS SUBADVISORY AGREEMENT (the “Agreement”) made as of this 5th day of December, 2023 by and between Exchange Traded Concepts, LLC, an Oklahoma limited liability company, with its principal place of business at 10900 Hefner Pointe Dr. Ste. 400 Oklahoma City, OK 73120 (the “Adviser”) and Bancreek Capital Advisors, LLC, a Delaware limited liability company, with its principal place of business at 401 N Wilshire Blvd., Ste. 1200, Santa Monica, CA 90401 (the “Sub-Adviser”), with respect to each series of the Trust identified on Schedule A to this Agreement (each a “Fund” and collectively, the “Funds”), which may be amended from time to time.
Certain identified information has been excluded from the exhibit because it is not material and is treated as confidential ETF MASTER SERVICES AGREEMENTMaster Services Agreement • December 18th, 2023 • Exchange Listed Funds Trust • Ohio
This ETF Master Services Agreement (this “Agreement”), dated December 5, 2023, is between Exchange Listed Funds Trust (the “Trust”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
FOURTH AMENDMENT TO NOVATED ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 18th, 2023 • Exchange Listed Funds Trust • Delaware
This fourth amendment (this “Amendment”) to the novated ETF distribution agreement dated as of September 30, 2021 (the “Agreement”), is made by and between Exchange Listed Funds Trust (the “Trust”) and Foreside Fund Services, LLC (together with the Trust, the “Parties”) and is effective on November 22, 2023.
