EMERSON EQUITY, LLC FORM OF DEALER MANAGER AGREEMENTDealer Manager Agreement • September 3rd, 2020 • GWG Holdings, Inc. • Life insurance • New York
GWG Holdings, Inc. (the “Company”) is a Delaware corporation. The Company proposes to solicit Consents from the holders of its Redeemable Preferred Stock and Series 2 Redeemable Preferred Stock, par value $0.01 per share (collectively, the “Preferred Stock”) to approve proposed amendments (the “Proposed Amendments”) to the Amended and Restated Certificate (the “Consent Solicitation”). Unless otherwise defined herein, capitalized terms used herein shall have the respective meanings given thereto in the Registration Statement, as defined below.
