SELECTED DEALER AGREEMENT UBS MONEY SERIES (applicable to Investor Series)Selected Dealer Agreement • August 28th, 2009 • Ubs Money Series • New York
This Selected Dealer Agreement (“Agreement”) is entered into as of September ___, 2008, by and between UBS Global Asset Management (US) Inc. (“We” or “Us”) and UBS Financial Services, Inc. (You”). We are the principal underwriter of the shares of beneficial interest (“Shares”) of the investment companies listed on Schedule A hereto (“Funds”), each of which is registered under the Investment Company Act of 1940, as amended, (“1940 Act”) or is a series of a registered investment company. We understand that you wish to act as a Selected Dealer with respect to the Shares. You have represented that you are either a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended, (“1934 Act”) and a member in good standing of the Financial Industry Regulatory Authority, Inc. (“FINRA”), or a “bank” as defined in Section 3(a)(6) of the 1934 Act (“Bank”) and are not required to register as a broker-dealer under the 1934 Act, at t
AMENDMENT NUMBER 4 TO THE TRANSFER AGENCY AND SERVICES AGREEMENTThe Transfer Agency and Services Agreement • August 28th, 2009 • Ubs Money Series
This Amendment Number 4, effective as of the 28th day of August, 2007, is made to the Transfer Agency and Services Agreement dated as of August 3, 1998 (the “Agreement”) by and between UBS Money Series (f/k/a Brinson Money Series, f/k/a Mitchell Hutchins LIR Money Series, f/k/a Mitchell Hutchins Institutional Series) (the “Fund”) and PFPC Inc. (as successor to First Data Investor Services Group, Inc.) (“PFPC ”).
