ASSIGNMENT AND ASSUMPTION AGREEMENTAssignment and Assumption Agreement • February 27th, 2015 • Delaware Pooled Trust • Delaware
This Assignment and Assumption Agreement (“Agreement”) dated as of November 1, 2014 is entered into by and between Delaware Service Company, Inc., a Delaware corporation (“Assignor”), and Delaware Investments Fund Services Company, a Delaware statutory trust (“Assignee”).
Delaware Service Company, Inc. 2005 Market Street Philadelphia, PA 19103 To Whom It May Concern:Delaware Pooled Trust • February 27th, 2015
Delaware Service Company, Inc. (“DSC”) and each of the registered investment companies listed on Schedule A hereto (each a “Fund”, and together, the “Funds”) have entered into a Shareholder Services Agreement dated as of April 19, 2001 (as amended, supplemented or otherwise modified from time to time, the “Agreement”). Each capitalized term used herein and not otherwise defined shall have the meaning given such term in the Agreement. For good and adequate consideration, the receipt and sufficiency of which are hereby acknowledged, DSC and the Funds hereby agree to amend each Agreement to add a Section 6.1(f) as follows:
AMENDMENT NO. 8 TO SCHEDULE I TO THE DISTRIBUTION AGREEMENT AS OF OCTOBER 29, 2014Distribution Agreement • February 27th, 2015 • Delaware Pooled Trust
This Schedule to the Distribution Agreement between Delaware Pooled Trust and Delaware Distributors, L.P. originally entered into as of January 9, 2007 and amended and restated on January 4, 2010 (the “Agreement”) lists the Series and Classes for which Delaware Distributors, L.P. provides distribution services pursuant to this Agreement, along with the 12b-1 Plan rates, if applicable, for each class and the date on which the Agreement became effective for each Series.
AMENDMENT NO. 9 TO EXHIBIT A OF THE INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 27th, 2015 • Delaware Pooled Trust
THIS EXHIBIT to the Investment Management Agreement dated January 4, 2010 (the “Agreement”) between DELAWARE POOLED TRUST and DELAWARE MANAGEMENT COMPANY (the “Investment Manager”), a series of Delaware Management Business Trust, amended as of the 29th day of October, 2014, lists the funds for which the Investment Manager provides investment management services pursuant to this Agreement, along with the management fee rate schedule for each fund and the date on which the Agreement became effective for each fund.
Delaware Management Company 2005 Market Street Philadelphia, PA 19103Delaware Pooled Trust • February 27th, 2015
By our execution of this letter agreement (the “Agreement”), intending to be legally bound hereby, Delaware Management Company, a series of Delaware Management Business Trust (the “Manager”), agrees that in order to improve the performance of certain series of Delaware Pooled Trust listed below (collectively, the “Funds”), the Manager shall waive all or a portion of its investment advisory fees and/or reimburse expenses (excluding any 12b-1 fees, acquired fund fees and expenses, taxes, interest, expenses, short-sale and dividend interest expenses, brokerage fees, certain insurance costs, and non-routine expenses or costs, including, but not limited to, those relating to reorganizations, litigation, conducting shareholder meetings, and liquidations (collectively, the “Excluded Expenses”)) in an aggregate amount equal to the amount by which the Funds’ total operating expenses (excluding any Excluded Expenses) exceed the percentages set forth below for the period February 27, 2015 through
Executed Sub-Advisory Agreement with Jackson Square dated June 13, 2014Sub-Advisory Agreement • February 27th, 2015 • Delaware Pooled Trust
By our execution of this letter agreement (the "Agreement"), intending to be legally bound hereby, Delaware Management Company, a series of Delaware Management Business Trust (the "Manager"), agrees that in order to improve the performance Delaware Foundation Growth Allocation Fund, Delaware Foundation Moderate Allocation Fund, and Delaware Foundation Conservative Allocation Fund (collectively, the “Funds”), each a series of Delaware Group Foundation Funds, the Manager shall waive all or a portion of its investment advisory fees and/or pay/reimburse expenses (excluding any 12b-1 fees, taxes, interest, short sale and dividend interest expenses, brokerage fees, certain insurance costs, and nonroutine expenses or costs, including, but not limited to, those relating to reorganizations, litigation, conducting shareholder meetings, and liquidations (collectively, “nonroutine expenses”)) exceed the percentages set forth below for the period from January 29, 2015 through July 29, 2016. For pur
