DELAWARE POOLED TRUST AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Plan • February 26th, 2010 • Delaware Pooled Trust
Distribution Agreement (the “Agreement”) made as of the 9th day of January, 2007 and amended and restated on January 4, 2010 by and between DELAWARE POOLED TRUST, a Delaware statutory trust (the “Trust”), for the series identified on Schedule I attached hereto, as from time to time amended (the “Series”), and DELAWARE DISTRIBUTORS, L.P. (the “Distributor”), a Delaware limited partnership.
AMENDMENT NO. 2 TO SECURITIES LENDING AUTHORIZATION AGREEMENTDelaware Pooled Trust • February 26th, 2010
This AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT is made and effective as of the 1st day of January, 2010 (the “Effective Date”), by and between each investment company listed on Schedule 1 attached hereto (referred to herein, individually, as a “Client” and, collectively, as the “Clients”) on behalf of one or more of its series funds listed below such investment company on Schedule 1 attached hereto (referred to herein, individually, as a “Fund” and, collectively, as the “Funds”) and THE BANK OF NEW YORK MELLON, successor by operation of law to Mellon Bank, N.A (the "Lending Agent").
INTERIM INVESTMENT MANAGEMENT AGREEMENTInterim Investment Management Agreement • February 26th, 2010 • Delaware Pooled Trust
AGREEMENT, made by and between DELAWARE POOLED TRUST, a Delaware statutory trust (the “Trust”), on behalf of each series of shares of beneficial interest of the Trust that is listed on Exhibit A to this Agreement, as that Exhibit may be amended from time to time (each such series of shares is hereinafter referred to as a “Fund” and, together with other series of shares listed on such Exhibit, the “Funds”), and DELAWARE MANAGEMENT COMPANY, a series of Delaware Management Business Trust, a Delaware statutory trust (the “Investment Manager”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 26th, 2010 • Delaware Pooled Trust
AGREEMENT, made by and between DELAWARE POOLED TRUST, a Delaware statutory trust (the “Trust”), on behalf of each series of shares of beneficial interest of the Trust that is listed on Exhibit A to this Agreement, as that Exhibit may be amended from time to time (each such series of shares is hereinafter referred to as a “Fund” and, together with other series of shares listed on such Exhibit, the “Funds”), and DELAWARE MANAGEMENT COMPANY, a series of Delaware Management Business Trust, a Delaware statutory trust (the “Investment Manager”).
AMENDMENT NO. 1 TO EXHIBIT A OF THE INTERIM INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 26th, 2010 • Delaware Pooled Trust
THIS EXHIBIT to the Interim Investment Management Agreement dated January 4, 2010 (the “Agreement”) between DELAWARE POOLED TRUST and DELAWARE MANAGEMENT COMPANY, a series of Delaware Management Business Trust (the “Investment Manager”), amended as of the 26th day of February, 2010 lists the Funds for which the Investment Manager provides investment management services pursuant to this Agreement, along with the management fee rate schedule for each Fund and the date on which the Agreement became effective for each Fund.
Delaware Distributors, L.P. 2005 Market Street Philadelphia, PA 19103Delaware Pooled Trust • February 26th, 2010
By our execution of this letter agreement (the “Agreement”), intending to be legally bound hereby, Delaware Distributors, L.P. (the “Distributor”), agrees that in order to improve the performance of Delaware REIT Fund (the “Fund”), a series of Delaware Pooled Trust, the Distributor shall waive a portion of the Rule 12b-1 (distribution) fees for the Fund’s Class A and Class R shares, so that the Fund’s Rule 12b-1 (distribution) fees with respect to its Class A and Class R shares will not exceed 0.25% and 0.50%, respectively, for the period February 28, 2010 through February 28, 2011.
AMENDMENT NO. 1 TO EXHIBIT A OF THE INTERIM INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 26th, 2010 • Delaware Pooled Trust
THIS EXHIBIT to the Interim Investment Management Agreement dated January 4, 2010 (the “Agreement”) between DELAWARE POOLED TRUST and DELAWARE MANAGEMENT COMPANY, a series of Delaware Management Business Trust (the “Investment Manager”), amended as of the 26th day of February, 2010 lists the Funds for which the Investment Manager provides investment management services pursuant to this Agreement, along with the management fee rate schedule for each Fund and the date on which the Agreement became effective for each Fund.
Delaware Management Company 2005 Market Street Philadelphia, PA 19103Delaware Pooled Trust • February 26th, 2010
By our execution of this letter agreement (the "Agreement"), intending to be legally bound hereby, Delaware Management Company, a series of Delaware Management Business Trust (the "Manager"), agrees that in order to improve the performance of certain of the series of Delaware Pooled Trust listed below (collectively, the “Portfolios”), the Manager shall waive all or a portion of its investment advisory fees and/or reimburse expenses (excluding any 12b-1 plan expenses, taxes, interest, inverse floater program expenses, brokerage fees, short-sale dividend and interest expenses, certain insurance costs, and non-routine expenses or costs, including, but not limited to, those relating to reorganizations, litigation, conducting shareholder meetings, and liquidations (collectively, the “Excluded Expenses”)) in an aggregate amount equal to the amount by which the Portfolios’ total operating expenses (excluding any Excluded Expenses) exceed the percentages set forth below for the period February
AMENDMENT NO. 1 TO EXHIBIT A OF THE INVESTMENT MANAGEMENT AGREEMENTManagement Agreement • February 26th, 2010 • Delaware Pooled Trust
THIS EXHIBIT to the Investment Management Agreement dated January 4, 2010 (the “Agreement”) between DELAWARE POOLED TRUST and DELAWARE MANAGEMENT COMPANY, a series of Delaware Management Business Trust (the “Investment Manager”), amended as of the 26th day of February, 2010 lists the Funds for which the Investment Manager provides investment management services pursuant to this Agreement, along with the management fee rate schedule for each Fund and the date on which the Agreement became effective for each Fund.
