6,500,000 Shares Hercules Capital, Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • August 10th, 2023 • Hercules Capital, Inc. • New York
Hercules Capital, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule I hereto (each, an “Underwriter” and, collectively the “Underwriters”), for whom Morgan Stanley & Co. LLC, UBS Securities LLC and Wells Fargo Securities, LLC are acting as representatives (in such capacity, the “Representatives”), an aggregate of 6,500,000 shares of common stock, par value $0.001 per share, of the Company (the “Firm Shares”).
