ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 30th, 2021 • DoubleLine ETF Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this __ day of 2021, by and between DoubleLine ETF Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 2002 North Tampa Street, Tampa, FL 33602, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT DOUBLELINE ETF TRUSTAuthorized Participant Agreement • December 30th, 2021 • DoubleLine ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and (the “Participant”) and is subject to acceptance by JPMorgan Chase Bank, N.A. (the “Transfer Agent”), and is further subject to acknowledgement and agreement by DoubleLine ETF Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Section 4(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
INVESTMENT MANAGEMENT AGREEMENT DoubleLine ETF TrustInvestment Management Agreement • December 30th, 2021 • DoubleLine ETF Trust • Delaware
This Investment Management Agreement is executed as of December 1, 2021 by and between DOUBLELINE ETF TRUST, a Delaware statutory trust (the “Trust”), solely on behalf of and with respect to its series specified in Schedule A hereto (each series, individually, a “Fund” and, collectively, the “Funds”), and DOUBLELINE ETF ADVISER LP, a Delaware limited partnership (the “Manager”).
AGENCY SERVICES AGREEMENTAgency Services Agreement • December 30th, 2021 • DoubleLine ETF Trust • New York
THIS AGENCY SERVICES AGREEMENT made as of the day of , 2021 by and between , a business trust and registered investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), with offices at (the “Trust”) and JPMORGAN CHASE BANK, N.A. a national banking association with a place of business at 383 Madison Avenue, New York, New York 10017 (“J.P. Morgan”).
FUND SERVICES AGREEMENTFund Services Agreement • December 30th, 2021 • DoubleLine ETF Trust • New York
This agreement, dated (this “Agreement”), is between the parties listed in Annex I (each individually, the “Customer”), and JPMORGAN CHASE BANK, N.A. (“J.P. Morgan”) with a place of business at 70 Fargo Street, Boston, MA 02210.
ACTIVESHARES® ETFs AP REPRESENTATIVE CONFIDENTIALITY & UNDERTAKINGS AGREEMENTUndertakings Agreement • December 30th, 2021 • DoubleLine ETF Trust • New York
This AP Representative Confidentiality Agreement (this “Agreement”) is entered into by and between (the “AP Representative”), a broker-dealer registered with the Securities and Exchange Commission (“SEC”) under the Securities Exchange Act of 1934, as amended (the “1934 Act”), and a member in good standing of the Financial Industry Regulatory Authority, Inc. (“FINRA”), and the (the “Trust”), an open-end management investment company registered with the SEC under the Investment Company Act of 1940, as amended (the “1940 Act”), on behalf of each of its separate series (each, a “Fund” and collectively, the “Funds”). Capitalized terms used herein and not otherwise defined have the meaning assigned to them in Section 6 of this Agreement.
