0001193125-21-335945 Sample Contracts

11,200,000 SHARES OF COMMON STOCK OF AQUABOUNTY TECHNOLOGIES, INC. UNDERWRITING AGREEMENT

Underwriting Agreement • November 22nd, 2021 • AquaBounty Technologies, Inc. • Fishing, hunting and trapping • New York

• Contract Type
  Underwriting Agreement
• Filed
  November 22nd, 2021
• Company
  AquaBounty Technologies, Inc.
• Industry
  Fishing, hunting and trapping
• Jurisdiction
  New York

The undersigned, AquaBounty Technologies, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of AquaBounty Technologies, Inc., the “Company”) and the stockholders of the Company listed in Schedule I hereto (the “Selling Stockholders”), each hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representatives (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule II hereto for which Oppenheimer & Co. Inc. and Lake Street Capital Markets, LLC are acting as representatives to the several Underwriters (each a “Representative” and collectively, the “Representatives”) on the terms and conditions set forth herein.