INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • July 23rd, 2021 • Stone Ridge Trust • New York
This INVESTMENT MANAGEMENT AGREEMENT, dated and effective as of July 19, 2021 (the “Agreement”), is between Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Investment Manager”), and Stone Ridge Trust, a Delaware statutory trust (the “Trust”), on behalf of its series, Stone Ridge Bitcoin Strategy Fund (the “Fund”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • July 23rd, 2021 • Stone Ridge Trust • New York
This INVESTMENT MANAGEMENT AGREEMENT, dated and effective as of July 19, 2021 (the “Agreement”), is by and between Stone Ridge Asset Management LLC, a Delaware limited liability company (the “Investment Manager”) and Stone Ridge Bitcoin Strategy Sub Fund Ltd (“Bitcoin Strategy Sub Fund” or the “Fund”), a Cayman Islands exempted company and a wholly-owned subsidiary of Stone Ridge Bitcoin Strategy Fund (“Bitcoin Strategy Fund”), an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”), and a series of Stone Ridge Trust, a Delaware statutory trust (the “Trust”). The purpose of Bitcoin Strategy Sub Fund is to facilitate the implementation of Bitcoin Strategy Fund’s investment strategies. The Bitcoin Strategy Sub Fund is a “qualified eligible person” as defined in Commodity Futures Trading Commission (“CFTC”) Rule 4.7.
AMENDMENT 5Confidential • July 23rd, 2021 • Stone Ridge Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of July 19, 2021 (“Effective Date”):
SECOND AMENDMENT TO THE STONE RIDGE TRUST SECOND AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • July 23rd, 2021 • Stone Ridge Trust
THIS SECOND AMENDMENT, dated as of July 19, 2021, to the Second Amended and Restated Custody Agreement, dated as of September 24, 2020 (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
THIRD AMENDMENT TO THE STONE RIDGE TRUST AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • July 23rd, 2021 • Stone Ridge Trust
THIS THIRD AMENDMENT, as of the 5th day of October 2020, to the Amended and Restated Fund Accounting Servicing Agreement, dated October 30, 2017, (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company.
STONE RIDGE ASSET MANAGEMENT LLCStone Ridge Trust • July 23rd, 2021
With reference to the Investment Management Agreement entered into by Stone Ridge Asset Management LLC (the “Adviser”) with Stone Ridge Trust (the “Trust”), on behalf of its series, Stone Ridge Bitcoin Strategy Fund (the “Fund”), on the 19th day of July, 2021, we hereby notify you as follows:
SECOND AMENDMENT TO THE STONE RIDGE TRUST AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 23rd, 2021 • Stone Ridge Trust
THIS SECOND AMENDMENT, as of the 5th day of October 2020, to the Amended and Restated Transfer Agent Servicing Agreement, dated October 30, 2017, (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company.
THIRD AMENDMENT TO THE STONE RIDGE TRUST AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • July 23rd, 2021 • Stone Ridge Trust
THIS THIRD AMENDMENT, as of the 5th day of October 2020, to the Amended and Restated Fund Administration Servicing Agreement, dated October 30, 2017, (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company.
THIRD AMENDMENT TO THE STONE RIDGE TRUST AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 23rd, 2021 • Stone Ridge Trust
THIS THIRD AMENDMENT, as of the 19th day of July 2021, to the Amended and Restated Transfer Agent Servicing Agreement, dated October 30, 2017, (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company.
AMENDMENT 3Confidential • July 23rd, 2021 • Stone Ridge Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of August 21, 2020 (“Effective Date”):
AMENDMENT 2Confidential • July 23rd, 2021 • Stone Ridge Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of January 29, 2020 (“Effective Date”):
AMENDMENT 4Confidential • July 23rd, 2021 • Stone Ridge Trust
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of October 1, 2020 (“Effective Date”):
FIRST AMENDMENT TO THE STONE RIDGE TRUST SECOND AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • July 23rd, 2021 • Stone Ridge Trust
THIS FIRST AMENDMENT, dated as of the 5th day of October, 2020, to the Second Amended and Restated Custody Agreement, dated as of September 24, 2020 (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
FOURTH AMENDMENT TO THE STONE RIDGE TRUST AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • July 23rd, 2021 • Stone Ridge Trust
THIS FOURTH AMENDMENT, as of the 19th day of July 2021, to the Amended and Restated Fund Administration Servicing Agreement, dated October 30, 2017, (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company.
FOURTH AMENDMENT TO THE STONE RIDGE TRUST AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • July 23rd, 2021 • Stone Ridge Trust
THIS FOURTH AMENDMENT, as of July 19, 2021, to the Amended and Restated Fund Accounting Servicing Agreement, dated October 30, 2017, (the “Agreement”), is entered into by and between STONE RIDGE TRUST, a Delaware statutory trust (the “Trust”) on behalf of each of its series (each a “Fund” and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company.
