ContractAuthorized Participant Agreement • July 16th, 2021 • Litman Gregory Funds Trust • New York
FORM OF AUTHORIZED PARTICIPANT AGREEMENT FOR LITMAN GREGORY FUNDS TRUST This Authorized Participant Agreement (the “Agreement”) is entered into by and between ALPS Distributors, Inc. (the “Distributor”) and (the “Authorized Participant” or “AP”) and is subject to acceptance by State Street Bank & Trust Company (the “Transfer Agent”). The Transfer Agent serves as the transfer agent for the Litman Gregory Funds Trust (the “Trust”). The Distributor, the Transfer Agent and the Authorized Participant acknowledge and agree that the Trust shall be a third party beneficiary of this Agreement, and shall receive the benefits contemplated by this Agreement, to the extent specified herein. The Distributor has been retained to provide services as principal underwriter of the Trust acting on an agency basis in connection with the sale and distribution of Creation Units (as defined below) of each series ofthe Trust (each a “Fund” and collectively, the “Funds”) named on Annex I to this Agreement, as m
LITMAN GREGORY FUNDS TRUST FORM OF INVESTMENT SUB-ADVISORY AGREEMENTLitman Gregory Funds Trust • July 16th, 2021 • California
THIS INVESTMENT SUB-ADVISORY AGREEMENT is made as of the [ ] day of [ ] 2021 by and between LITMAN/GREGORY FUND ADVISORS, LLC (the “Advisor”) and Dynamic Beta investments LLC (the “Sub-Advisor”).
FORM OF AMENDMENT 66 • July 16th, 2021 • Litman Gregory Funds Trust
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
LITMAN GREGORY FUNDS TRUST Form of Operating Expenses Limitation AgreementOperating Expenses Limitation Agreement • July 16th, 2021 • Litman Gregory Funds Trust • California
This Operating Expenses Limitation Agreement (this “Agreement”) is effective as of [ ], 2021, by and between Litman Gregory Funds Trust (the “Trust”), a Delaware statutory trust, on behalf of the iM Dolan McEniry Corporate Bond Fund, a series of the Trust (the “Fund”), and the investment advisor to the Fund, Litman Gregory Fund Advisors, LLC, a California limited liability company (the “Advisor”).
LITMAN GREGORY FUNDS TRUST Form of Operating Expenses Limitation AgreementOperating Expenses Limitation Agreement • July 16th, 2021 • Litman Gregory Funds Trust • California
This Operating Expenses Limitation Agreement (this “Agreement”) is effective as of [ ], 2021, by and between Litman Gregory Funds Trust (the “Trust”), a Delaware statutory trust, on behalf of each of the iM DBi Managed Futures Strategy ETF and the iM DBi Hedge Strategy ETF, series of the Trust (each, a “Fund”), and the investment advisor to the Fund, Litman Gregory Fund Advisors, LLC, a California limited liability company (the “Advisor”).
