PENNANTPARK FLOATING RATE CAPITAL LTD. (a Maryland corporation) $100,000,000 4.25% Notes due 2026 UNDERWRITING AGREEMENT Dated: March 18, 2021Underwriting Agreement • March 23rd, 2021 • PennantPark Floating Rate Capital Ltd. • New York
PENNANTPARK FLOATING RATE CAPITAL LTD., Issuer, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Trustee Indenture Dated as of March 23, 2021 Providing for the Issuance of Debt SecuritiesPennantPark Floating Rate Capital Ltd. • March 23rd, 2021 • New York
INDENTURE, dated as of March 23, 2021, between PENNANTPARK FLOATING RATE CAPITAL LTD., a Maryland corporation (hereinafter called the “Company”), having its principal office at 590 Madison Avenue, 15th Floor, New York, New York 10022, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (hereinafter called the “Trustee”), having its Corporate Trust Office at 6201 15th Avenue, Brooklyn, New York 11219.
FIRST SUPPLEMENTAL INDENTURE between PENNANT PARK FLOATING RATE CAPITAL LTD. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee Dated as of March 23, 2021Indenture • March 23rd, 2021 • PennantPark Floating Rate Capital Ltd. • New York
THIS FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of March 23, 2021, is between Pennant Park Floating Rate Capital Ltd., a Maryland corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below) unless otherwise defined herein.
