STRUCTURING AND SYNDICATION FEE AGREEMENTStructuring and Syndication Fee Agreement • January 26th, 2021 • PIMCO Dynamic Income Opportunities Fund • New York
This agreement is between Pacific Investment Management Company LLC (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to PIMCO Dynamic Income Opportunities Fund (the “Fund”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 26th, 2021 • PIMCO Dynamic Income Opportunities Fund • Massachusetts
INVESTMENT MANAGEMENT AGREEMENT, made this 19th day of January, 2021, between each Delaware limited liability company listed on Appendix A attached hereto (each a “Fund” and, together, the “Funds”), and Pacific Investment Management Company LLC (“PIMCO”), a Delaware limited liability company, effective as of January 19, 2021 (the “Effective Date”). Capitalized terms not otherwise defined herein have the meanings specified in the Limited Liability Company Agreement of each Fund (as amended, restated or otherwise modified from time to time, the “LLC Agreement”).
FEE AGREEMENTFee Agreement • January 26th, 2021 • PIMCO Dynamic Income Opportunities Fund • New York
Reference is made to the Underwriting Agreement dated January [ ], 2021 (the “Underwriting Agreement”), by and among PIMCO Dynamic Income Opportunities Fund (the “Fund”), Pacific Investment Management Company LLC (the “Company”) and each of the Underwriters named in Schedule I thereto, with respect to the issue and sale of the Fund’s common shares of beneficial interest, $0.00001 par value per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
FEE AGREEMENTFee Agreement • January 26th, 2021 • PIMCO Dynamic Income Opportunities Fund • New York
Reference is made to the Underwriting Agreement dated January [ ], 2021 (the “Underwriting Agreement”), by and among PIMCO Dynamic Income Opportunities Fund (the “Fund”), Pacific Investment Management Company LLC (the “Adviser”), Stifel, Nicolaus & Company, Incorporated (“Stifel”) and the several other Underwriters named therein, severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, $0.00001 par value per share (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • January 26th, 2021 • PIMCO Dynamic Income Opportunities Fund • New York
STRUCTURING FEE AGREEMENT (the “Agreement”), dated as of January , 2021 by and between BofA Securities, Inc. (collectively with its affiliates, “BofA Securities”) and Pacific Investment Management Company LLC (the “Investment Manager”).
FEE AGREEMENTFee Agreement • January 26th, 2021 • PIMCO Dynamic Income Opportunities Fund • New York
Reference is made to the Underwriting Agreement, dated January [ ], 2021, by and among PIMCO Dynamic Income Opportunities Fund (the “Fund”), Pacific Investment Management Company LLC and each of the respective underwriters named therein (the “Underwriting Agreement”) relating to the Offering (as defined below). This agreement (the “Agreement”) is between Pacific Investment Management Company LLC (including any successor or assign by merger or otherwise, the “Company”) and each qualifying underwriter listed on Schedule I hereto (each a “Qualifying Underwriter”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • January 26th, 2021 • PIMCO Dynamic Income Opportunities Fund • New York
This agreement (the “Agreement”) is between PACIFIC INVESTMENT MANAGEMENT COMPANY LLC (including any successor or assign by merger or otherwise, the “Company”) and UBS SECURITIES LLC (“UBS”) with respect to the PIMCO Dynamic Income Opportunities Fund (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement, dated January [ ], 2021, by and among the Fund, the Company and each of the underwriters named in Schedule I thereto.
FEE AGREEMENTFee Agreement • January 26th, 2021 • PIMCO Dynamic Income Opportunities Fund • New York
PIMCO Dynamic Income Opportunities Fund, a Massachusetts business trust (the “Fund”), has conducted an offering (“the Offering”) of its common shares of beneficial interest, par value $0.00001 per share of the Fund (the “Common Shares”). Pacific Investment Management Company LLC is the investment manager to the Fund (the “Advisor”).
January __, 2021 Charles Schwab & Co., Inc. San Francisco, CA 94105PIMCO Dynamic Income Opportunities Fund • January 26th, 2021
With respect to the support to be provided by Charles Schwab & Co., Inc. (“Schwab”) to trustees of PIMCO Dynamic Income Opportunities Fund (the “Fund”) and officers and employees (which includes, for purposes of this agreement, immediate family members of employees for whom the employee must preclear trades pursuant to PIMCO’s internal policies) of the Fund and/or Pacific Investment Management Company LLC, a Delaware limited liability company (“PIMCO”), who have, at the time of indication of interest in participation of the Offering (as defined below), a Schwab account with assets at least equal to the value of Common Shares (as defined below) to be allocated to such individual pursuant to this agreement (“PIMCO Eligible Participants”)1 regarding the initial public offering (the “Offering”) of the Fund, the undersigned hereby agrees to the terms and conditions set forth below.
