December 20, 2019 Tortoise Tax-Advantaged Social Infrastructure FundLetter Agreement • January 28th, 2020 • Tortoise Tax-Advantaged Social Infrastructure Fund, Inc.
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT Tortoise Tax-Advantaged Social Infrastructure Fund, Inc.Expense Limitation and Reimbursement Agreement • January 28th, 2020 • Tortoise Tax-Advantaged Social Infrastructure Fund, Inc.
Tortoise Capital Advisors, L.L.C. (the “Adviser”) notifies you that it will bear expenses or make payments to the Fund to the extent that, for any calendar month, “Specified Expenses” (as defined below) would exceed the Total Expense Cap (as defined below). “Specified Expenses” of the Fund means all expenses incurred in the business of the Fund, including organizational and certain offering costs, with the exception of: (i) any management fee, (ii) any distribution fee, (iii) brokerage costs, (iv) dividend/interest payments (including any dividend payments, interest expenses, commitment fees, or other expenses related to any leverage incurred by the Fund), (v) taxes, and (vi) extraordinary expenses (as determined in the sole discretion of the Adviser). “Total Expense Cap” means the annual rate of 0.25% of the Fund’s daily Managed Assets (as defined below) (annualized). “Managed Assets” means total assets (including any assets attributable to any leverage that may be outstanding) minus
ASSIGNMENT AND ASSUMPTION AGREEMENTAssignment and Assumption Agreement • January 28th, 2020 • Tortoise Tax-Advantaged Social Infrastructure Fund, Inc. • Delaware
THIS ASSIGNMENT AND ASSUMPTION AGREEMENT (this “Agreement”), is entered into as of January 1, 2020, by and between Tortoise Credit Strategies, LLC, a Delaware limited liability company (“Assignor”) and Tortoise Capital Advisors, L.L.C., a Delaware limited liability company (“Assignee”).
