CAPITAL SOUTHWEST CORPORATION 5.95% Notes due 2022 DEBT DISTRIBUTION AGREEMENT Dated June 8, 2018Distribution Agreement • June 11th, 2018 • Capital Southwest Corp • New York
Capital Southwest Corporation, a Texas corporation (the “Company”), proposes to issue and sell through B. Riley FBR, Inc., acting as agent and/or principal (the “Sales Manager”) the Company’s 5.95% Notes due 2022 (the “Placement Securities”), to be issued under an indenture dated as of October 23, 2017 (the “Base Indenture”), among the Company and U.S. Bank National Association (the “Trustee”), as supplemented thereto by the First Supplemental Indenture thereto dated December 15, 2017 (the “Supplemental Indenture,” together with the Base Indenture, the “Indenture”) (the “Notes”). The Indenture has been qualified under the Trust Indenture Act of 1939, as amended (the “Trust Indenture Act”). The Company confirms its agreement (this “Agreement”) with the Sales Manager, as follows:
