HELIUS MEDICAL TECHNOLOGIES, INC. 2,141,900 Shares of Class A Common Stock and 2,141,900 Warrants Underwriting AgreementUnderwriting Agreement • April 12th, 2018 • Helius Medical Technologies, Inc. • Electromedical & electrotherapeutic apparatus • New York
Helius Medical Technologies, Inc., a Wyoming corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) an aggregate of 2,141,900 shares of its Class A Common Stock, no par value per share (the “Shares”) and warrants (the “Warrants” and, together with the Shares, the “Firm Securities”) to purchase 2,141,900 shares of its Class A Common Stock. In addition, the Company has granted to BTIG (as defined below) an option to purchase, in the aggregate, up to an additional 321,285 Shares (the “Option Shares”) and Warrants to purchase up to 321,285 Shares (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants. The shares of Class A Common Stock underlying the Warrants and Option Warrants are hereinafter referred to as the “Warrant Shares.” The Firm Securities and, if and to the extent such option is exercised, the
HELIUS MEDICAL TECHNOLOGIES, INC. and COMPUTERSHARE TRUST COMPANY OF CANADA WARRANT INDENTURE Providing for the Issue of Warrants Dated as of April [•], 2018Helius Medical Technologies, Inc. • April 12th, 2018 • Electromedical & electrotherapeutic apparatus • New York
COMPUTERSHARE TRUST COMPANY OF CANADA, a trust company existing under the laws of Canada and authorized to carry on business in all provinces of Canada,
