INVESTMENT SUBADVISORY AGREEMENT for MML Income & Growth FundInvestment Subadvisory Agreement • March 2nd, 2018 • MML Series Investment Fund • Massachusetts
This Investment Subadvisory Agreement (this “Subadvisory Agreement”), is by and between Barrow, Hanley, Mewhinney & Strauss, LLC (the “Subadviser”) and MML Investment Advisers, LLC, a Delaware limited liability company (“MML Advisers”), for the MML Income & Growth Fund (the “Fund”), a series of MML Series Investment Fund (the “Trust”), a Massachusetts business trust which is an open-end management investment company registered as such with the Securities and Exchange Commission (the “Commission”) pursuant to the Investment Company Act of 1940, as amended (the “Act”), effective as of the 4th day of December, 2017.
Appendix AMML Series Investment Fund • March 2nd, 2018
As of January 10, 2018, this Appendix A forms a part of the Amended, Restated and Consolidated Custodian Agreement dated as of January 1, 2008, as amended (the “Consolidated Agreement”) between State Street Bank and Trust Company, the MassMutual Select Cayman Global Allocation Fund I, Ltd., and each of the MassMutual Select Funds, MassMutual Premier Funds, MML Series Investment Fund and MML Series Investment Fund II. As of January 10, 2018, this Appendix A supersedes any previous versions of said Appendix.
ELEVENTH AMENDMENT TO THE SECOND AMENDED AND RESTATED SECURITIES LENDING AGENCY AGREEMENT BETWEEN MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, ON BEHALF OF THEIR RESPECTIVE INDIVIDUAL SERIES LISTED ON SCHEDULE A AND STATE STREET BANK AND TRUST...Securities Lending Agency Agreement • March 2nd, 2018 • MML Series Investment Fund • Massachusetts
This Eleventh Amendment (this “Amendment”) dated December 8, 2017 is between each of MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II on behalf of their respective individual series listed on Schedule A, which may be amended from time to time, (each a “Fund” or “Lender” hereunder) and STATE STREET BANK AND TRUST COMPANY, a trust company organized and existing under the laws of the Commonwealth of Massachusetts (the “Bank”) acting either directly or through its subsidiaries or affiliates.
Master Repurchase Agreement STATE STREET. September 1996 Version Dated as of January 1, 2008 Between: State Street Corporation and/or State Street Bank and Trust Company and each investment company identified on Schedule VII.A hereto (as such schedule...Master Repurchase Agreement • March 2nd, 2018 • MML Series Investment Fund • New York
SECOND AMENDED AND RESTATED SECURITIES LENDING AGENCY AGREEMENTSecurities Lending Agency Agreement • March 2nd, 2018 • MML Series Investment Fund • Massachusetts
SECOND AMENDED AND RESTATED AGREEMENT (this “Agreement”), effective as of July 31, 2012 , between each of MASSMUTUAL SELECT FUNDS , MASSMUTUAL PREMIER FUNDS, MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II on behalf of their respective individual series listed on Schedule A, which may be amended from time to time (each a “Fund” or “Lender” hereunder) and STATE STREET BANK AND TRUST COMPANY, a trust company organized and existing under the laws of the Commonwealth of Massachusetts (the “Bank”).
FIRST AMENDMENT TO MASTER REPURCHASE AGREEMENT BETWEEN EACH INVESTMENT COMPANY IDENTIFIED ON SCHEDULE VII.A OF THE MASTER REPURCHASE AGREEMENT DATED AS OF JANUARY 1, 2008 AND STATE STREET CORPORATION/ STATE STREET BANK AND TRUST COMPANYMaster Repurchase Agreement • March 2nd, 2018 • MML Series Investment Fund • New York
This Amendment (this “Amendment”) dated as of November 25th 2014 is between each investment company identified on Schedule VII.A to the Master Repurchase Agreement dated as of January 1, 2008 (the “Funds”) and State Street Corporation and State Street Bank and Trust Company (collectively referred to as “State Street”), as in effect on the date hereof prior to giving effect to this Amendment (the “Master Repurchase Agreement”). The Funds would like to amend the Master Repurchase Agreement as set forth herein.
FIRST AMENDMENT TO AMENDED, RESTATED AND CONSOLIDATED DELEGATION AGREEMENTDelegation Agreement • March 2nd, 2018 • MML Series Investment Fund
This amendment, dated October 30, 2017 and effective with respect to each of the MassMutual Select BlackRock Global Allocation Fund and MassMutual Select Cayman Global Allocation Fund I, Ltd. only upon State Street Bank and Trust Company taking custody of its assets, is made to the AMENDED, RESTATED AND CONSOLIDATED DELEGATION AGREEMENT, dated as of January 1, 2008, as it may be amended, supplemented, restated or otherwise modified from time to time, by and among each open-end management investment company or other fund identified on the signature page hereto (each, a “Fund”), and STATE STREET BANK AND TRUST COMPANY (the “Delegate”) (the “Consolidated Agreement”). Capitalized terms not defined herein have the meanings ascribed to them in the Consolidated Agreement.
EIGHTH AMENDMENT TO THE SECOND AMENDED AND RESTATED SECURITIES LENDING AGENCY AGREEMENT BETWEEN MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, ON BEHALF OF THEIR RESPECTIVE INDIVIDUAL SERIES LISTED ON SCHEDULE A AND STATE STREET BANK AND TRUST COMPANYSecurities Lending Agency Agreement • March 2nd, 2018 • MML Series Investment Fund • Massachusetts
This Eighth Amendment (this “Amendment”) dated August 10, 2016 is between each of MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II on behalf of their respective individual series listed on Schedule A (each a “Fund” or “Lender” hereunder) and STATE STREET BANK AND TRUST COMPANY, a trust company organized and existing under the laws of the Commonwealth of Massachusetts (the “Bank”) acting either directly or through its subsidiaries or affiliates.
TENTH AMENDMENT TO THE SECOND AMENDED AND RESTATED SECURITIES LENDING AGENCY AGREEMENT BETWEEN MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, ON BEHALF OF THEIR RESPECTIVE INDIVIDUAL SERIES LISTED ON SCHEDULE A AND STATE STREET BANK AND TRUST COMPANYSecurities Lending Agency Agreement • March 2nd, 2018 • MML Series Investment Fund • Massachusetts
This Tenth Amendment (this “Amendment”) dated December 8, 2017 is between each of MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II on behalf of their respective individual series listed on Schedule A, which may be amended from time to time, (each a “Fund” or “Lender” hereunder) and STATE STREET BANK AND TRUST COMPANY, a trust company organized and existing under the laws of the Commonwealth of Massachusetts (the “Bank”) acting either directly or through its subsidiaries or affiliates.
TWELFTH AMENDMENT TO THE SECOND AMENDED AND RESTATED SECURITIES LENDING AGENCY AGREEMENT BETWEEN MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, ON BEHALF OF THEIR RESPECTIVE INDIVIDUAL SERIES LISTED ON SCHEDULE A AND STATE STREET BANK AND TRUST...Securities Lending Agency Agreement • March 2nd, 2018 • MML Series Investment Fund • Massachusetts
This Twelfth Amendment (this “Amendment”) dated January 31, 2018 is between each of MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, MML SERIES INVESTMENT FUND, and MML SERIES INVESTMENT FUND II on behalf of their respective individual series listed on Schedule A, which may be amended from time to time, (each a “Fund” or “Lender” hereunder) and STATE STREET BANK AND TRUST COMPANY, a trust company organized and existing under the laws of the Commonwealth of Massachusetts (the “Bank”) acting either directly or through its subsidiaries or affiliates.
DELEGATION AGREEMENT (Amended, Restated and Consolidated)Delegation Agreement • March 2nd, 2018 • MML Series Investment Fund • Massachusetts
This Amended, Restated and Consolidated Delegation Agreement is made as of January 1, 2008 (the “Consolidated Agreement”) by and among each Massachusetts business trust and open-end management investment company identified on Appendix A hereto (each such trust and each trust made subject to this Consolidated Agreement in accordance with Section 19 below, shall hereinafter be referred to as a “Trust”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Delegate”).
FORM OF EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 2nd, 2018 • MML Series Investment Fund
This EXPENSE LIMITATION AGREEMENT (the “Agreement”) is between MML Investment Advisers, LLC, a Delaware limited liability company (the “Manager”), and MML Series Investment Fund, a Massachusetts business trust (the “Trust”), effective as of the 1st day of May, 2018.
FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED SECURITIES LENDING AGENCY AGREEMENT BETWEEN MASSMUTUAL SELECT FUNDS, MASSMUTUAL PREMIER FUNDS, ON BEHALF OF THEIR RESPECTIVE INDIVIDUAL SERIES LISTED ON SCHEDULE A AND STATE STREET BANK AND TRUST COMPANYSecurities Lending Agency Agreement • March 2nd, 2018 • MML Series Investment Fund • Massachusetts
Reference is made to a Second Amended and Restate Securities Lending Agency Agreement effective as of July 31, 2012, between the Funds and the Bank as in effect on the date hereof prior to giving effect to this Amendment (the “Agreement”).
AMENDMENT DATED NOVEMBER 29, 2017 TO AMENDED AND RESTATED ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT for MML Series Investment FundAdministrative and Shareholder Services Agreement • March 2nd, 2018 • MML Series Investment Fund
WHEREAS, MML Series Investment Fund (the “Trust”) on behalf of each of its series listed on Exhibit B thereto (each, a “Fund”) and MML Investment Advisers, LLC (the “Manager”) have entered into an Amended and Restated Administrative and Shareholder Services Agreement dated as of May 1, 2015 (the “Agreement”).
Schedule VII.AMML Series Investment Fund • March 2nd, 2018
This Schedule VII.A is effective as of January 10, 2018 and shall supersede any previous version of Schedule VII.A executed by the parties hereto in relation to the Agreement and shall form part of Annex VII to the Agreement as a new Schedule VII.A.
Appendix AMML Series Investment Fund • March 2nd, 2018
As of January 10, 2018, this Appendix A forms a part of the Amended, Restated, and Consolidated Delegation Agreement dated as of January 1, 2008 (the “Consolidated Agreement”) between State Street Bank and Trust Company, the MassMutual Select Cayman Global Allocation Fund I, Ltd., and each of the MassMutual Select Funds, MassMutual Premier Funds, MML Series Investment Fund and MML Series Investment Fund II. As of January 10, 2018, this Appendix A supersedes any previous versions of said Appendix.
REIMBURSEMENT AND SECURITY AGREEMENTReimbursement and Security Agreement • March 2nd, 2018 • MML Series Investment Fund • New York
This Reimbursement and Security Agreement, dated September 14, 2017, is made by and between State Street Bank and Trust Company (“State Street”), a Massachusetts trust company with a place of business at State Street Financial Center, One Lincoln Street, Boston, Massachusetts 02111, and each of the entities listed on Schedule A hereto and, in the case of a registered investment company, each of the portfolios listed on Schedule A and any portfolio of such registered investment company that is not listed on Schedule A but that may engage in the transactions described below after the date of this Agreement and that agrees to be bound by this Agreement by entering into a joinder agreement in substantially the form of Annex I attached hereto (collectively, the “Clients” and each, a “Client”).
SECOND AMENDMENT TO MASTER REPURCHASE AGREEMENT BETWEEN EACH INVESTMENT COMPANY IDENTIFIED ON SCHEDULE VII.A OF THE MASTER REPURCHASE AGREEMENT DATED AS OF JANUARY 1, 2008 AND STATE STREET CORPORATION/ STATE STREET BANK AND TRUST COMPANYMaster Repurchase Agreement • March 2nd, 2018 • MML Series Investment Fund • New York
This Amendment (this “Amendment”), dated as of September 20, 2016, is between State Street Corporation and/or State Street Bank and Trust Company (collectively referred to as “State Street”) and each investment company identified on Schedule VII.A to the Master Repurchase Agreement between the parties dated as of January 1, 2008 (the “Funds”), as amended, as in effect on the date hereof prior to giving effect to this Amendment (the “Master Repurchase Agreement”). State Street and the Funds would like to amend the Master Repurchase Agreement as set forth herein.
AMENDMENT ONE DATED OCTOBER 1, 2017 TO INVESTMENT SUBADVISORY AGREEMENT For MML Growth & Income FundInvestment Subadvisory Agreement • March 2nd, 2018 • MML Series Investment Fund
WHEREAS, Massachusetts Mutual Life Insurance Company (“MassMutual”) and Massachusetts Financial Services Company (the “Subadviser”) entered into an Investment Subadvisory Agreement (the “Agreement”), effective as of March 1, 2014, relating to the MML Growth & Income Fund (the “Fund”); and
Massachusetts Financial Services CompanyMML Series Investment Fund • March 2nd, 2018
Massachusetts Mutual Life Insurance Company and Massachusetts Financial Services Company (“Subadviser”) have entered into a Subadvisory Agreement dated as of March 1, 2014 and assigned to MML Investment Advisers, LLC (“MML Advisers”) on April 1, 2014 (the “Agreement”). In the Agreement, MML Advisers has retained the Subadviser to manage the assets of the MML Growth & Income Fund (the “Fund”), a series of MML Series Investment Fund. In connection with the performance by the parties of their respective obligations under the Agreement, the parties wish to set out the following understanding with respect to foreign currency transactions on behalf of the Fund. For the avoidance of doubt, (i) the term “securities-related FX transactions” as used below means foreign exchange transactions executed in connection with specific purchase and sale transactions in individual securities in order to transact an exchange between U.S. dollars (“USD”) and the foreign currency in which a particular securi
Massachusetts Financial Services CompanyMML Series Investment Fund • March 2nd, 2018
Massachusetts Mutual Life Insurance Company and Massachusetts Financial Services Company (“Subadviser”) have entered into a Subadvisory Agreement dated as of March 1, 2014 and assigned to MML Investment Advisers, LLC (“MML Advisers”) on April 1, 2014 (the “Agreement”). In the Agreement, MML Advisers has retained the Subadviser to manage the assets of the MML Global Fund (the “Fund”), a series of MML Series Investment Fund. In connection with the performance by the parties of their respective obligations under the Agreement, the parties wish to set out the following understanding with respect to foreign currency transactions on behalf of the Fund. For the avoidance of doubt, (i) the term “securities-related FX transactions” as used below means foreign exchange transactions executed in connection with specific purchase and sale transactions in individual securities in order to transact an exchange between U.S. dollars (“USD”) and the foreign currency in which a particular security is tra
AMENDMENT TWO DATED OCTOBER 1, 2017 TO INVESTMENT SUBADVISORY AGREEMENT For MML Equity Income FundInvestment Subadvisory Agreement • March 2nd, 2018 • MML Series Investment Fund
WHEREAS, MML Investment Advisers, LLC (“MML Advisers”) and T. Rowe Price Associates, Inc. (the “Subadviser”) entered into an Investment Subadvisory Agreement (the “Agreement”), effective as of February 1, 2017, as amended, relating to the MML Equity Income Fund (the “Fund”); and
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 2nd, 2018 • MML Series Investment Fund
This EXPENSE LIMITATION AGREEMENT (the “Agreement”) is between MML Investment Advisers, LLC, a Delaware limited liability company (the “Manager”), and MML Series Investment Fund, a Massachusetts business trust (the “Trust”), effective as of the 1st day of October, 2017.
AMENDMENT ONE DATED OCTOBER 1, 2017 TO INVESTMENT SUBADVISORY AGREEMENT For MML Blue Chip Growth FundInvestment Subadvisory Agreement • March 2nd, 2018 • MML Series Investment Fund
WHEREAS, MML Investment Advisers, LLC (“MML Advisers”) and T. Rowe Price Associates, Inc. (the “Subadviser”) entered into an Investment Subadvisory Agreement (the “Agreement”), effective as of February 1, 2017, relating to the MML Blue Chip Growth Fund (the “Fund”); and
AMENDMENT TWO DATED OCTOBER 1, 2017 TO INVESTMENT SUBADVISORY AGREEMENT For MML Fundamental Growth FundInvestment Subadvisory Agreement • March 2nd, 2018 • MML Series Investment Fund
WHEREAS, Massachusetts Mutual Life Insurance Company (“MassMutual”) and Wellington Management Company, LLP (predecessor to Wellington Management Company LLP) (the “Subadviser”) entered into an Investment Subadvisory Agreement (the “Agreement”), effective as of December 6, 2011, as amended, relating to the MML Fundamental Growth Fund (the “Fund”); and
AMENDMENT ONE DATED OCTOBER 1, 2017 TO INVESTMENT SUBADVISORY AGREEMENT For MML Fundamental Value FundInvestment Subadvisory Agreement • March 2nd, 2018 • MML Series Investment Fund
WHEREAS, Massachusetts Mutual Life Insurance Company (“MassMutual”) and Wellington Management Company, LLP (predecessor to Wellington Management Company LLP) (the “Subadviser”) entered into an Investment Subadvisory Agreement (the “Agreement”), effective as of December 6, 2011, relating to the MML Fundamental Value Fund (the “Fund”); and
AMENDMENT ONE DATED OCTOBER 1, 2017 TO INVESTMENT SUBADVISORY AGREEMENT For MML Global FundInvestment Subadvisory Agreement • March 2nd, 2018 • MML Series Investment Fund
WHEREAS, Massachusetts Mutual Life Insurance Company (“MassMutual”) and Massachusetts Financial Services Company (the “Subadviser”) entered into an Investment Subadvisory Agreement (the “Agreement”), effective as of March 1, 2014, relating to the MML Global Fund (the “Fund”); and
