AMENDMENT No. 5 To Transfer Agency and Service Agreement Between Each of the Entities, Individually and not Jointly, as Listed on Schedule A And Boston Financial Data Services, Inc.Service Agreement • February 27th, 2017 • 1290 Funds
This Amendment is entered into as of this 27th day of February, 2017, between Boston Financial Data Services, Inc. (the “Transfer Agent”) and Each of the Entities, Individually and not Jointly, as listed on Schedule A (collectively, the “Funds” and individually, the “Fund”). In accordance with Section 16.1 (Amendment) and Section 17 (Additional Portfolios/Funds) of the Transfer Agency and Service Agreement between the parties dated October 29, 2014, as amended (the “Agreement”), the parties desire to amend the Agreement as set forth herein.
AMENDMENT NO. 5 TO THE MUTUAL FUNDS SERVICE AGREEMENTMutual Funds Service Agreement • February 27th, 2017 • 1290 Funds
AMENDMENT NO. 5, dated as of February 27, 2017 (“Amendment No. 5”), to the Mutual Funds Service Agreement dated September 1, 2014 (the “Agreement”) between 1290 Funds, a Delaware statutory trust (“Trust”), and AXA Equitable Funds Management Group, LLC d/b/a 1290 Asset Managers, a Delaware limited liability company (“FMG LLC” or “Administrator”).
Amendment No. 5 to Distribution AgreementDistribution Agreement • February 27th, 2017 • 1290 Funds
This Amendment, dated as of February 27, 2017, to the Distribution Agreement (this “Amendment”), is made by and between 1290 Funds (the “Trust”), a Delaware statutory trust, and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
AMENDMENT NO. 5 EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 27th, 2017 • 1290 Funds
Amendment No. 5, effective as of February 27, 2017 (“Amendment No. 5”), to the Expense Limitation Agreement, dated as of September 1, 2014 (the “Agreement”) between AXA Equitable Funds Management Group, LLC doing business as 1290 Asset Managers (the “Adviser”), and 1290 Funds (the “Trust”).
AMENDMENT NO. 6 EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 27th, 2017 • 1290 Funds
Amendment No. 6, effective as of February 27, 2017 (“Amendment No. 6”), to the Expense Limitation Agreement, dated as of September 1, 2014 (the “Agreement”) between AXA Equitable Funds Management Group, LLC doing business as 1290 Asset Managers (the “Adviser”), and 1290 Funds (the “Trust”).
FORM OF AMENDMENT NO. 7 GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • February 27th, 2017 • 1290 Funds
Amendment No. 7, effective as of February 27, 2017 (“Amendment No. 7”), to the Global Custody Agreement, dated as of October 30, 2014 (“Agreement”), by and between 1290 Funds (“Trust”) on behalf of each of the Funds designated on Exhibit A and JPMorgan Chase Bank, N.A. (“Bank”). Capitalized terms used but not defined herein have the meanings ascribed to them in the Agreement.
AMENDMENT NO. 5 TO THE INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • February 27th, 2017 • 1290 Funds
AMENDMENT NO. 5, effective as of February 27, 2017 (“Amendment No. 5”) to the Investment Advisory Agreement, dated as of September 1, 2014 (the “Agreement”), between 1290 Funds, a Delaware statutory trust (the “Trust”), and AXA Equitable Funds Management Group, LLC, a limited liability company organized in the State of Delaware, doing business as 1290 Asset Managers (“Adviser”).
