65,445,050 Aggregate Principal Amount 6.25% Notes Due 2024 Hercules Capital, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • May 2nd, 2016 • Hercules Capital, Inc. • New York
Hercules Capital, Inc., a Maryland corporation (the “Company”), proposes to issue and sell to the several Underwriters named in Schedule A hereto (each, an “Underwriter” and, collectively the “Underwriters”), for whom Keefe, Bruyette & Woods, Inc., Jefferies LLC and RBC Capital Markets, LLC are acting as the representatives (in such capacity, the “Representatives”) $65,445,050 aggregate principal amount of 6.25% Notes due 2024 (the “Add On Securities”) of the Company set forth in Schedule A hereto.
