ANWORTH MORTGAGE ASSET CORPORATION 300,000 Shares (Plus up an Option to Purchase up to 45,000 Shares to Cover Overallotments) UNDERWRITING AGREEMENTUnderwriting Agreement • January 26th, 2015 • Anworth Mortgage Asset Corp • Real estate investment trusts • New York
Anworth Mortgage Asset Corporation, a Maryland corporation (the “Company”), proposes, subject to the terms and conditions of this Underwriting Agreement (this “Agreement”), to issue and sell to the several Underwriters named in Schedule I hereto (the “Underwriters”), for whom MLV & Co. LLC is acting as representative (the “Representative”), an aggregate of 300,000 shares (the “Firm Shares”) of the Company’s 7.625% Series C Cumulative Redeemable Preferred Stock, par value $0.01 per share and liquidation preference $25.00 per share (the “Preferred Stock”), in connection with the public offering and sale of the Firm Shares. The Company also proposes to sell to the Underwriters, upon the terms and conditions set forth in Section 3 hereof, up to an additional 45,000 shares of Preferred Stock (the “Option Shares”) as may be necessary to cover overallotments made in connection with the public offering of the Firm Shares. The Firm Shares and the Option Shares are hereinafter collectively refer
