8,097,165 Shares and Warrants to Purchase 8,097,165 Shares XOMA Corporation Common Stock PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • December 9th, 2014 • XOMA Corp • Pharmaceutical preparations • New York
SUBSCRIPTION AGREEMENTSubscription Agreement • December 9th, 2014 • XOMA Corp • Pharmaceutical preparations • New York
Delivery versus payment (“DVP”) through DTC (i.e., the Company shall deliver Shares registered in the Investor’s name and address as set forth below and released by the Transfer Agent to the Investor through DTC at the Closing directly to the account(s) at Cowen & Company, LLC (“Cowen”) identified by the Investor and simultaneously therewith payment shall be made by Cowen by wire transfer to the Company). NO LATER THAN ONE (1) BUSINESS DAY AFTER THE EXECUTION OF THIS AGREEMENT BY THE INVESTOR AND THE COMPANY, THE INVESTOR SHALL:
