0001193125-14-417021 Sample Contracts

SERIES B WARRANT AGREEMENT Capnia, Inc. and American Stock Transfer & Trust Company, LLC, as Warrant Agent SERIES B WARRANT AGREEMENT

Series B Warrant Agreement • November 18th, 2014 • Capnia, Inc. • Electromedical & electrotherapeutic apparatus • New York

• Contract Type
  Series B Warrant Agreement
• Filed
  November 18th, 2014
• Company
  Capnia, Inc.
• Industry
  Electromedical & electrotherapeutic apparatus
• Jurisdiction
  New York

THIS SERIES B WARRANT AGREEMENT (this “Agreement”), dated as of November 18, 2014, is by and between Capnia, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as Warrant Agent (the “Warrant Agent”).

SERIES A WARRANT AGREEMENT Capnia, Inc. and American Stock Transfer & Trust Company, LLC, as Warrant Agent SERIES A WARRANT AGREEMENT

Series a Warrant Agreement • November 18th, 2014 • Capnia, Inc. • Electromedical & electrotherapeutic apparatus • New York

• Contract Type
  Series a Warrant Agreement
• Filed
  November 18th, 2014
• Company
  Capnia, Inc.
• Industry
  Electromedical & electrotherapeutic apparatus
• Jurisdiction
  New York

THIS SERIES A WARRANT AGREEMENT (this “Agreement”), dated as of November 18, 2014, is by and between Capnia, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as Warrant Agent (the “Warrant Agent”).