PRELIMINARY STATEMENTIndenture • October 2nd, 2014 • CM Finance Inc • New York
Dated as of September 26, 2014 as Issuer THE ENTITIES FROM TIME TO TIME PARTY HERETO, as the Class A-R Noteholders STATE STREET BANK AND TRUST COMPANY, as Revolving Credit Note Agent and STATE STREET BANK AND TRUST COMPANY, as Trustee AMENDED AND...Revolving Credit Note Agreement • October 2nd, 2014 • CM Finance Inc • New York
each of UBS AG, LONDON BRANCH and CM FINANCE INC. (as successor by merger to CM Finance LLC), as a Class A-R Noteholder on the Amendment and Restatement Date, as evidenced by its execution of this Agreement on the Amendment and Restatement Date (each, an “Initial Holder”), and any entity that becomes a party hereto as a Class A-R Noteholder (each, together with each Initial Holder, a “Class A-R Noteholder”);
SECOND AMENDMENT AGREEMENT TO 2002 ISDA MASTER AGREEMENTSecond Amendment Agreement • October 2nd, 2014 • CM Finance Inc • New York
This SECOND AMENDMENT AGREEMENT, dated as of September 26, 2014 (this Amendment Agreement), between UBS AG, a banking corporation organized under the law of Switzerland (Party A), and CM FINANCE INC., as successor by merger to CM Finance LLC, a corporation incorporated under the laws of the State of Maryland (Party B), acting by and through CM Investment Partners LLC (as successor to CM Investment Partners, L.P.), except as otherwise indicated, not in its individual capacity but as agent of Party B (in such capacity, Investment Adviser).
ContractSecond Amendment Agreement • October 2nd, 2014 • CM Finance Inc • New York
SECOND AMENDMENT AGREEMENT, dated as of September 26, 2014 (this Second Amendment Agreement), between CM FINANCE SPV LTD., an exempted company incorporated with limited liability under the laws of the Cayman Islands, as issuer (the Issuer); and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company, as trustee (in such capacity, together with its permitted successors and assigns in the trusts under the Indenture, the Trustee) and, solely as expressly specified in the Indenture, in its individual capacity (the Bank).
ContractSecond Omnibus Amendment Agreement • October 2nd, 2014 • CM Finance Inc • New York
SECOND OMNIBUS AMENDMENT AGREEMENT, dated as of September 26, 2014 (this Amendment Agreement), between CM FINANCE SPV LTD., an exempted company incorporated with limited liability under the laws of the Cayman Islands, as issuer (the Issuer); CM INVESTMENT PARTNERS LLC (as successor to CM Investment Partners, L.P.), a limited partnership organized under the laws of the State of Delaware, as collateral manager (in such capacity, together with its permitted successors and assigns under the Indenture, the Collateral Manager); STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company, as trustee (in such capacity, together with its permitted successors and assigns in the trusts under the Indenture, the Trustee); and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company, as collateral administrator (in such capacity, together with its permitted successors and assigns under the Collateral Administration Agreement, the Collateral Administrator).
