SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • September 19th, 2014 • Gabelli Equity Trust Inc • New York
This Subscription Agent Agreement (the “Agreement”) is made as of September , 2014, by and between The Gabelli Equity Trust, a closed-end investment company organized and existing under the laws of the State of Delaware, (the “Fund”), Computershare Inc., a Delaware corporation and its fully owned subsidiary Computershare Trust Company, N.A., a national banking company (collectively, the “Agent” or individually “Computershare” and the “Trust Company”, respectively). All terms not defined herein shall have the meaning given in the prospectus (the “Prospectus”) included in the Registration Statement on Form N-2, File Nos. 333-195247 and 811-04700, filed by the Fund with the Securities and Exchange Commission (“SEC”) on August 7, 2014, as supplemented or amended by any amendment filed with respect thereto (the “Registration Statement”).
The Gabelli Equity Trust Inc. Shares of Common Stock Issuable Upon Exercise of Rights to Subscribe for such Shares DEALER MANAGER AGREEMENTDealer Manager Agreement • September 19th, 2014 • Gabelli Equity Trust Inc • New York
July 31, 2014 The Gabelli Equity Trust Inc. One Corporate Center Rye, NY 10580-1422Gabelli Equity Trust Inc • September 19th, 2014
This letter will serve as the agreement under which you will retain Morrow & Co., LLC (‘Morrow” or “us”) to act as Information Agent in connection with the Rights Offering by The Gabelli Equity Trust Inc. to its holders of the Fund’s existing Common Stock (“the Offer”).
