—] Shares Pfenex Inc. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • July 7th, 2014 • Pfenex Inc. • Pharmaceutical preparations • New York
Pfenex Inc., a Delaware corporation (the “Company”), proposes to sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of [—] shares (the “Firm Shares”) of Common Stock, $0.001 par value per share (the “Common Stock”), of the Company. The Company has also granted to the several Underwriters an option to purchase up to [—] additional shares of Common Stock on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Underwriting Agreement are herein collectively called the “Securities.”
CREDIT AGREEMENTCredit Agreement • July 7th, 2014 • Pfenex Inc. • Pharmaceutical preparations • California
THIS CREDIT AGREEMENT (this “Agreement”) is entered into as of May 1, 2012, by and between PFENEX INC,, a Delaware corporation (“Borrower”), and WELLS FARGO BANK, NATIONAL ASSOCIATION (“Bank”).
PFENEX INC. INVESTORS’ RIGHTS AGREEMENTInvestors’ Rights Agreement • July 7th, 2014 • Pfenex Inc. • Pharmaceutical preparations • Delaware
THIS INVESTORS’ RIGHTS AGREEMENT (this “Agreement”) dated as of December 1, 2009, is made by and among Pfenex Inc., a Delaware corporation (the “Company”) and the parties listed on Exhibit A hereto (individually, an “Investor” and collectively, the “Investors”).
SECURITY AGREEMENT: SPECIFIC RIGHTS TO PAYMENTSecurity Agreement • July 7th, 2014 • Pfenex Inc. • Pharmaceutical preparations • California
