ALPS SERIES TRUST RIVERSIDE FRONTIER MARKETS FUND CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • February 24th, 2014 • ALPS Series Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of February 24, 2014 (the “Effective Date”) by and between ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed in Exhibit A hereto (each, a “Fund” and collectively, the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST RIVERSIDE FRONTIER MARKETS FUND TRANSFER AGENCY AND SERVICES AGREEMENTAlps Series Trust • February 24th, 2014 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of February 24, 2014, between ALPS Series Trust (the “Trust”), a Delaware statutory trust under the laws of the state of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
ALPS SERIES TRUST RIVERSIDE FRONTIER MARKETS FUND DISTRIBUTION AGREEMENTAlps Series Trust • February 24th, 2014 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of February 24, 2013, between ALPS Series Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
ALPS SERIES TRUST RIVERSIDE FRONTIER MARKETS FUND ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAlps Series Trust • February 24th, 2014 • ALPS Series Trust • Colorado
THIS AGREEMENT is made as of February 24, 2014, between ALPS Series Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
ALPS SERIES TRUST RIVERSIDE FRONTIER MARKETS FUND INVESTMENT ADVISORY AGREEMENTAlps Series Trust • February 24th, 2014 • ALPS Series Trust • Colorado
This Agreement is made and entered into effective as of February 24, 2014, by and between the ALPS Series Trust, a Delaware statutory trust (the “Trust”) on behalf of the Riverside Frontier Markets Fund, a series of shares of the Trust (the “Fund”), and Riverside Advisors, LLC, a Georgia limited liability company (the “Adviser”).
SHARE PURCHASE AGREEMENT ALPS SERIES TRUST On behalf of its series, Riverside Frontier Markets Fund (the “Fund”)Share Purchase Agreement • February 24th, 2014 • ALPS Series Trust
This Agreement is made effective as of the 24 day of February, 2014 between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and ALPS Series Trust, a Delaware statutory trust (the “Trust”), on behalf of the Fund.
AMENDMENT TO ADMINISTRATieN, BOOKKEEPING AND PRICING SERVICES AGREEMENTBookkeeping and Pricing • February 24th, 2014 • ALPS Series Trust
This Amendment dated as of February 21, 2014 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated December 20, 2012 (the “Agreement”), by and between ALPS Series Trust (the “Trust”), organized as a Delaware statutory trust, on behalf of the Cognios Market Neutral Large Cap (the “Fund”), a series of the Trust, and ALPS Fund Services, Inc. a Colorado corporation (“ALPS”).
RIVERSIDE ADVISORS, LLCALPS Series Trust • February 24th, 2014
This letter confirms the agreement of Riverside Advisors, LLC (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that it is entitled to receive from the Fund.
Amendment to Global Custody Agreement (For Foreign and Domestic Securities)Global Custody Agreement • February 24th, 2014 • ALPS Series Trust
This Amendment is dated February 24, 2014 (“Effective Date”) to the Global Custody Agreement (For Foreign and Domestic Securities), dated November 29, 2012 (the “Agreement”), as amended, and is entered into by and between ALPS Series Trust, a Delaware statutory trust (the “Trust”), and Union Bank, N.A. (the “Custodian”).
