INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 28th, 2014 • Security Equity Fund • New York
THIS AGREEMENT is made as of January 27, 2014 between GUGGENHEIM FUNDS TRUST, a Delaware statutory trust (hereinafter referred to as the “Trust”), and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC (hereinafter referred to as the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
INVESTMENT SUB-ADVISORY AGREEMENT Between SECURITY INVESTORS, LLC and GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCInvestment Sub-Advisory Agreement • January 28th, 2014 • Security Equity Fund • New York
INVESTMENT SUB-ADVISORY AGREEMENT, made as of the 27th day of January, 2014, between Security Investors, LLC (“Adviser”), a limited liability company organized and existing under the laws of the State of Kansas, and Guggenheim Partners Investment Management, LLC (“Sub-Adviser”), a limited liability company organized and existing under the laws of the State of Delaware.
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • January 28th, 2014 • Security Equity Fund • Delaware
TRANSFER AGENCY AGREEMENT dated as of January 27, 2014, between Guggenheim Funds Trust (the “Trust”), a Delaware statutory trust having its principal place of business at 805 King Farm Boulevard, Rockville, MD 20850, and Rydex Fund Services, LLC, (“RFS”), a Kansas limited liability company, having its principal place of business at 805 King Farm Blvd., Ste 600, Rockville, Maryland 20850.
FUND ACCOUNTING AND ADMINISTRATION AGREEMENTFund Accounting and Administration Agreement • January 28th, 2014 • Security Equity Fund • New York
AGREEMENT made as of this 27th day of January, 2014, between Guggenheim Funds Trust (the “Trust”), a Delaware statutory trust having its principal place of business at 805 King Farm Boulevard, Rockville, MD 20850, and Rydex Fund Services, LLC (“RFS”), a Kansas limited liability company having its principal place of business at 805 King Farm Boulevard, Rockville, MD 20850.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 28th, 2014 • Security Equity Fund
This Agreement, made and entered into as of this 27th day of January 2014, by and between GUGGENHEIM FUNDS TRUST, a Delaware statutory trust (hereinafter referred to as the “Trust”), and SECURITY INVESTORS, LLC, a limited liability company (hereinafter referred to as the “Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • January 28th, 2014 • Security Equity Fund
THIS AGREEMENT, dated as of January 27, 2014, by and between GUGGENHEIM FUNDS TRUST, a Delaware statutory trust (hereinafter referred to as the “Trust”), and GUGGENHEIM DISTRIBUTORS, LLC, a Kansas limited liability company (hereinafter referred to as the “Distributor”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 28th, 2014 • Security Equity Fund
THIS AGREEMENT, dated as of January 27, 2014, is made and entered into by and between Security Investors, LLC (the “Adviser”) and each of the registered investment companies set forth on Schedule A (each being referred to herein as a “Fund”). This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 28th, 2014 • Security Equity Fund
This Agreement, made and entered into as of this 27th day of January 2014, by and between GUGGENHEIM FUNDS TRUST, a Delaware statutory trust (hereinafter referred to as the “Trust”), and SECURITY INVESTORS, LLC, a limited liability company (hereinafter referred to as “SI”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 28th, 2014 • Security Equity Fund
This Agreement, made and entered into this 27th day of January 2014, by and between GUGGENHEIM FUNDS TRUST, a Delaware statutory trust (hereinafter referred to as the “Trust”), and SECURITY INVESTORS, LLC, a Kansas limited liability company (hereinafter referred to as the “Adviser”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 28th, 2014 • Security Equity Fund
THIS AGREEMENT, dated as of January 27, 2014, is made and entered into by and between Guggenheim Partners Investment Management, LLC (the “Adviser”) and each of the registered investment companies set forth on Schedule A (each being referred to herein as a “Fund”). This Agreement shall apply to each investment portfolio of a Fund as set forth in Schedule A (the “Series”).
INVESTMENT ADVISORY CONTRACTInvestment Advisory Contract • January 28th, 2014 • Security Equity Fund
THIS AGREEMENT, made and entered into this 27th day of January 2014, between GUGGENHEIM FUNDS TRUST, a Delaware statutory trust (hereinafter referred to as the “Trust”), and SECURITY INVESTORS, LLC, a Kansas limited liability company (hereinafter referred to as the “Management Company”).
