AMENDMENT NO. 1 TO CUSTODIAL AGREEMENTCustodial Agreement • December 23rd, 2013 • Gladstone Capital Corp • New York
THIS AMENDMENT NO. 1 TO CUSTODIAL AGREEMENT (this “Amendment”) dated as of September 28, 2004, is entered into among GLADSTONE BUSINESS LOAN, LLC, as the borrower (the “Borrower”), GLADSTONE ADVISERS, INC., as the servicer (the “Servicer”), BNY MIDWEST TRUST COMPANY (the “Custodian”) and DEUTSCHE BANK AG, NEW YORK BRANCH, as successor to Canadian Imperial Bank of Commerce as Administrative Agent (in such capacity, the “Administrative Agent”). Capitalized terms used herein without definition shall have the meanings ascribed thereto in the “Custodial Agreement” or the “Credit Agreement” referred to below, as applicable.
CUSTODIAL AGREEMENTCustodial Agreement • December 23rd, 2013 • Gladstone Capital Corp • New York
CUSTODIAL AGREEMENT, dated as of May 19, 2003 (as amended, supplemented or otherwise modified from time to time, this “Custodial Agreement”) among (i) GLADSTONE BUSINESS LOAN, LLC, a Delaware limited liability company (the “Borrower”), (ii) GLADSTONE ADVISERS, INC., a Virginia corporation (the “Servicer”), (iii) GLADSTONE CAPITAL CORPORATION, a Maryland corporation (the “Originator”), (iii) BNY MIDWEST TRUST COMPANY (the “Custodian”) and (iv) CANADIAN IMPERIAL BANK OF COMMERCE, as agent for the Lenders (the “Administrative Agent”).
Gladstone Business Loan, LLCCustodial Agreement • December 23rd, 2013 • Gladstone Capital Corp
Re: Amendment No. 2 to Custodial Agreement dated as of May 19, 2003 (together with all exhibits, schedules, annexes and supplements thereto, the “Custodial Agreement”), by and among Gladstone Business Loan, LLC (the “Borrower”), Gladstone Management Corporation, as successor to Gladstone Advisors Inc. (“Servicer”), Gladstone Capital Corporation (the “Originator”), The Bank of New York Mellon Trust Company, N.A., formerly known as BNY Midwest Trust Company (“Custodian”), and Deutsche Bank AG, New York Branch (“Former Administrative Agent”)
