Amendment No. 7 to Distribution AgreementDistribution Agreement • September 19th, 2013 • AQR Funds
This Amendment No. 7, dated as of August 14, 2013 (the “Effective Date”), to the Distribution Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Distributor”).
ContractCustody Agreement • September 19th, 2013 • AQR Funds • New York
CUSTODY AGREEMENT (this “Agreement”) dated as of September 4, 2013, between AQR FUNDS, a Delaware statutory trust organized and existing under the laws of the state of Delaware having its principal office and place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, CT 06830, on behalf of itself and on behalf of its AQR Style Premia Alternative Fund series (“Customer”), and JPMORGAN CHASE BANK, N. A., a national banking association (“Custodian”).
AMENDMENT EIGHT TO ADMINISTRATION AGREEMENTAdministration Agreement • September 19th, 2013 • AQR Funds
This Amendment, dated August 14, 2013, amends the Administration Agreement (“Agreement”) dated September 9, 2010 between J.P. Morgan Investor Services Co. (“J.P. Morgan”) and the AQR Funds, a Delaware statutory trust, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
AMENDMENT SEVEN TO GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • September 19th, 2013 • AQR Funds
This Amendment, dated September 3rd, 2013, amends the Global Custody Agreement (“Agreement”) dated September 8, 2010 (“Original Effective Date”) between JPMorgan Chase Bank, National Association (“J.P. Morgan”) and the AQR Funds, on behalf of each series listed on Schedule 1 of the Agreement and each Cayman Islands entity listed on Schedule 1 of the Agreement. Unless otherwise defined herein, capitalized terms shall have the meaning ascribed to such terms in the Agreement.
Amendment No. 11 to Transfer Agency Interactive Client Services AgreementAgency Interactive Client Services Agreement • September 19th, 2013 • AQR Funds
This Amendment No. 11, dated as of August 14, 2013 (the “Effective Date”), to the Transfer Agency Interactive Client Services Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Amendment No. 11 to Transfer Agency and Service AgreementAgency and Service Agreement • September 19th, 2013 • AQR Funds
This Amendment No. 11, dated as of August 14, 2013 (the “Effective Date”), to the Transfer Agency and Service Agreement (this “Amendment”), by and between AQR Funds, a Delaware statutory trust established under the laws of the State of Delaware, having its principal place of business at Two Greenwich Plaza, 3rd Floor, Greenwich, Connecticut 06830 (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Transfer Agent”).
THIRD AMENDMENT TO INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • September 19th, 2013 • AQR Funds
This third amendment (the “Amendment”) to the Investment Management Agreement is made as of the 14th day of August, 2013 by and between AQR Funds, on behalf of each Fund listed on Exhibit A, and AQR Capital Management, LLC.
SEVENTH AMENDMENT TO AMENDED AND RESTATED FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTExpense Reimbursement Agreement • September 19th, 2013 • AQR Funds
This Seventh amendment to the Amended and Restated Fee Waiver and Expense Reimbursement Agreement is made as of this 14th day of August, 2013 by and between the AQR Funds (“Trust”), on behalf of its series listed on Appendix A hereto (each, a “Fund”), and AQR Capital Management, LLC (“AQR”).
