KAYNE ANDERSON MLP INVESTMENT COMPANY (a Maryland corporation) 2,000,000 Shares of Series G Mandatory Redeemable Preferred Shares (Liquidation Preference $25.00 Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • September 10th, 2013 • Kayne Anderson MLP Investment CO • New York
The undersigned, Kayne Anderson MLP Investment Company, a Maryland corporation (the “Company”), KA Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), and Kayne Anderson Capital Advisors, L.P., a California limited partnership, parent of the Adviser (“KACALP”) (solely with respect to Section 2(b), Section 2(e), Section 9 and Section 12 hereof), address you as the underwriters as named on Schedule I hereto (the “Underwriters”). The Company proposes to sell to the Underwriters an aggregate of 2,000,000 shares of Series G Mandatory Redeemable Preferred Shares of the Company, par value $0.001 per share, with a liquidation preference of $25.00 per share, which have a term of 8 years and an applicable rate of 4.600% (the “Preferred Stock”) (said shares to be issued and sold by the Company being hereinafter called the “Securities”). The Securities will be authorized by, and subject to the terms and conditions of, the Articles Supplementary of the Series G Mandatory Redee
KAYNE ANDERSON MLP INVESTMENT COMPANY $175,000,000 Floating Rate Senior Notes due 2016 REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 10th, 2013 • Kayne Anderson MLP Investment CO • New York
Kayne Anderson MLP Investment Company, a Maryland corporation (the “Company”), proposes to issue and sell to UBS Securities LLC, as the initial purchaser (the “Initial Purchaser”), upon the terms set forth in the Purchase Agreement, dated August 15, 2013 (the “Purchase Agreement”), by and among the Company, KA Fund Advisors, LLC, Kayne Anderson Capital Advisors, L.P. and the Initial Purchaser, $175,000,000 aggregate principal amount of its Floating Rate Senior Notes due 2016 (the “Securities”) relating to the initial placement of the Securities (the “Initial Placement”). To satisfy a condition to the obligations of the Initial Purchaser under the Purchase Agreement, the Company agrees with the Initial Purchaser for the benefit of the holders (including the Initial Purchaser) from time to time of the Securities, each a “Holder” and, together, the “Holders”, and the New Securities (as defined herein), as follows:
ADDENDUM TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • September 10th, 2013 • Kayne Anderson MLP Investment CO
This Addendum (this “Addendum”), is made as of September 9, 2013, by and between Kayne Anderson MLP Investment Company, a Maryland corporation (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (“AST”).
