DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • May 20th, 2013 • Nuveen Quality Preferred Income Fund 3 • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Quality Preferred Income Fund 3, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
NUVEEN QUALITY PREFERRED INCOME FUND 3 Chicago, Illinois 60606Nuveen Quality Preferred Income Fund 3 • May 20th, 2013
Nuveen Quality Preferred Income Fund 3 is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333-184643 and 811-21242) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional common shares of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings.
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2013)Nuveen Quality Preferred Income Fund 3 • May 20th, 2013 • Illinois
