BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND Common Shares of Beneficial Interest (Par Value $.00001 per Share) UNDERWRITING AGREEMENT [DATE OF EXECUTION]Underwriting Agreement • September 24th, 2012 • Babson Capital Global Short Duration High Yield Fund • New York
Babson Capital Global Short Duration High Yield Fund, a Massachusetts business trust (the “Fund”), the Fund’s manager, Babson Capital Management LLC, a Delaware limited liability company (the “Manager”) and its investment subadviser, Babson Capital Global Advisors Limited, a private limited company incorporated under the laws of England and Wales (the “Subadviser” and together with the Manager, the “Advisers”) each confirms its agreement with Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), [NAME OF OTHER LISTED UNDERWRITERS] (“[ABBREVIATED NAME OF EACH OTHER REPRESENTATIVE]”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Merrill Lynch, [ABBREVIATED NAME OF EACH OTHER REPRESENTATIVE] are acting as representatives (in such capacity, the “Representative(s)”), with respect to (i) the sale by the Fund and t
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Babson Capital Global Short Duration High Yield Fund • September 24th, 2012 • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of May 8, 2012, is by and between Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch” or “we”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to hav
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • September 24th, 2012 • Babson Capital Global Short Duration High Yield Fund • Massachusetts
THIS INVESTMENT MANAGEMENT AGREEMENT, dated as of October , 2012 (the “Agreement”), by and between BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND, a Massachusetts business trust (the “Fund”) and BABSON CAPITAL MANAGEMENT LLC (the “Manager”), a Delaware limited liability corporation.
DISTRIBUTION AGREEMENTDistribution Agreement • September 24th, 2012 • Babson Capital Global Short Duration High Yield Fund • New York
THIS AGREEMENT is made, as of July 11, 2012 (the “Effective Date”), by and among ABAX Brokerage Services LLC (“ABAX”) and Babson Capital Management LLC (the “Adviser”), relating to certain services to be provided by ABAX to the Adviser with respect to a proposed closed-end investment company to be registered and currently referred to as Babson Capital Global Short Duration High Yield Fund (the “Fund”).
ORGANIZATIONAL AND OFFERING EXPENSES REIMBURSEMENT AGREEMENTOrganizational and Offering Expenses Reimbursement Agreement • September 24th, 2012 • Babson Capital Global Short Duration High Yield Fund
AGREEMENT made this day of October, 2012, by and between BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND, a Massachusetts business trust (the “Fund”), and BABSON CAPITAL MANAGEMENT LLC, a Delaware limited partnership (the “Manager”).
BABSON CAPITAL GLOBAL SHORT DURATION HIGH YIELD FUND Subscription AgreementSubscription Agreement • September 24th, 2012 • Babson Capital Global Short Duration High Yield Fund
This Subscription Agreement made as of September , 2012, by and between Babson Capital Global Short Duration High Yield Fund, a Massachusetts business trust (the “Fund”), and Babson Capital Management LLC (the “Subscriber”).
