NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND Common Stock ($0.01 par value) FIRST AMENDMENT TO EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • August 17th, 2012 • Nuveen Floating Rate Income Opportunity Fund
THIS AMENDMENT (this “Amendment “) to the Equity Distribution Agreement (defined below) is entered into on and as of August 17, 2012, by and among Nuveen Floating Rate Income Opportunity Fund, a Massachusetts business trust (the “Fund”), the Fund’s manager, Nuveen Securities, LLC (formerly known as Nuveen Investments, LLC), a Delaware limited liability company (the “Manager”), the Fund’s investment adviser, Nuveen Fund Advisors, Inc. (formerly known as Nuveen Asset Management), a Delaware corporation, the Fund’s investment sub-adviser, Symphony Asset Management, LLC, a California limited liability company (together with Nuveen Fund Advisors, Inc., the “Adviser”) and Stifel, Nicolaus & Company, Incorporated (the “Agent”, and together with the Fund, Manager and Adviser, the “Parties”). Capitalized terms used and not defined in this Amendment have the meanings ascribed thereto in the Equity Distribution Agreement.
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND FIRST AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • August 17th, 2012 • Nuveen Floating Rate Income Opportunity Fund
THIS AMENDMENT (this “Amendment”) to the Distribution Agreement (defined below) is entered into on and as of August 17, 2012, by and between Nuveen Floating Rate Income Opportunity Fund, a Massachusetts business trust (the “Fund”) and the Fund’s distributor, Nuveen Securities, LLC (formerly known as Nuveen Investments, LLC), a Delaware limited liability company (the “Distributor”) (together with the Fund, the “Parties”). Capitalized terms used and not defined in this Amendment have the meanings ascribed thereto in the Distribution Agreement.
