TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • April 30th, 2012 • Stratton Funds, Inc.
This Transfer Agency And Shareholder Services Agreement (“Agreement”) is made as of November 1, 2011 (“Effective Date”) by and between BNY Mellon Investment Servicing (US) Inc. (“BNYM”), and each investment company listed on the signature page to this Agreement (each, the “Investment Company”). Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms).
CUSTODY AGREEMENTCustody Agreement • April 30th, 2012 • Stratton Funds, Inc. • New York
AGREEMENT, dated as of November 1, 2011 between each investment company listed on the signature page to this Agreement (each, the “Fund”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
UNDERWRITING AGREEMENTUnderwriting Agreement • April 30th, 2012 • Stratton Funds, Inc. • Delaware
THIS UNDERWRITING AGREEMENT (the “Agreement”) is made as of November 1, 2011 by and between BNY MELLON DISTRIBUTORS INC., a Massachusetts corporation (“Distributor”), and each registered investment company listed on Exhibit A (each a “Fund” and collectively, the “Funds”).
JOINT INSURED FIDELITY BOND AGREEMENTJoint Insured Fidelity Bond Agreement • April 30th, 2012 • Stratton Funds, Inc.
AGREEMENT, dated June 8, 2011, by and among Stratton Multi-Cap Fund, Inc., Stratton Real Estate Fund, Inc. and The Stratton Funds, Inc. (each a “Fund,”) and together the “Funds”)
Underwriting Agreement for: The Stratton Funds, Inc.Stratton Funds, Inc. • April 30th, 2012
Effective as of the closing of the sale of BNY Mellon Distributors LLC to Foreside Distributors, LLC by The Bank of New York Mellon Corporation, The Stratton Funds, Inc. (the “Fund Company”), on behalf of each series thereof (each a “Fund” and collectively, the “Funds”) and Foreside Funds Distributors LLC (formerly known as BNY Mellon Distributors LLC) (the “Distributor”) hereby enter into this Underwriting Agreement on terms identical to those of the underwriting agreement between the parties effective as of November 1, 2011 (the “Existing Agreement”) except as noted below. Capitalized terms used herein without definition have the meanings given them in the Existing Agreement.
