SUB-INVESTMENT ADVISORY AGREEMENT BETWEEN ASTON ASSET MANAGEMENT, LP AND RIVER ROAD ASSET MANAGEMENT, LLCAnd River Road • December 29th, 2010 • Aston Funds • Delaware
SUB-INVESTMENT ADVISORY AGREEMENT (the “Agreement”) made this 15th day of April, 2010 by and between ASTON ASSET MANAGEMENT, LP (hereinafter referred to as the “Investment Adviser”) and RIVER ROAD ASSET MANAGEMENT, LLC (hereinafter referred to as the “Subadviser”), which Agreement may be executed in any number of counterparts, each of which shall be deemed to be an original, but all of which together shall constitute but one instrument.
REVISED EXHIBIT A TO THE SUB-ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTAnd Accounting Services Agreement • December 29th, 2010 • Aston Funds
THIS EXHIBIT A, dated as of December 29, 2010, is revised Exhibit A to that certain Sub-Administration and Accounting Services Agreement dated as of April 1, 2000, as amended, between BNY Mellon Investment Servicing (US) Inc. (formerly PNC Global Investment Servicing (U.S.) Inc.) and Aston Asset Management, LP (formerly Aston Asset Management LLC), assignee to ABN AMRO Investment Fund Services, Inc. (f/k/a Alleghany Investment Services). This Exhibit A is revised for the addition of Aston/River Road Long-Short Fund. This Exhibit A shall supersede all previous forms of this Exhibit A.
December 29, 2010Aston Funds • December 29th, 2010
REVISED EXHIBIT A TO THE TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • December 29th, 2010 • Aston Funds
THIS EXHIBIT A, dated December 29, 2010, is revised Exhibit A to that certain Transfer Agency Services Agreement dated as of April 1, 2000, as amended, between BNY Mellon Investment Servicing (US) Inc. (formerly PNC Global Investment Servicing (U.S.) Inc.) and Aston Funds (f/k/a Alleghany Funds). This Exhibit A is revised for the addition of Aston/River Road Long-Short Fund. This Exhibit A shall supersede all previous forms of this Exhibit A.
REVISED SCHEDULE A TO THE DISTRIBUTION AGREEMENTThe Distribution Agreement • December 29th, 2010 • Aston Funds
THIS SCHEDULE A, dated December 29, 2010, is revised Schedule A to that certain Distribution Agreement dated as of July 1, 2010, as amended, between Aston Funds (f/k/a ABN AMRO Funds) and BNY Mellon Distributors Inc., (formerly known as PFPC Distributors, Inc). This Exhibit A is revised for the addition of Aston/River Road Long-Short Fund. This Exhibit A shall supersede all previous forms of this Exhibit A.
REVISED EXHIBIT A TO THE CUSTODIAN SERVICES AGREEMENTThe Custodian Services Agreement • December 29th, 2010 • Aston Funds
THIS EXHIBIT A, dated as of December 29, 2010, is revised Exhibit A to that certain Custodian Services Agreement dated as of May 5, 2003, as amended, between PFPC Trust Company and Aston Funds (f/k/a ABN AMRO Funds). This Exhibit A is revised for the addition of Aston/River Road Long-Short Fund. This Exhibit A shall supersede all previous forms of this Exhibit A.
