RE: Third Amendment to Change in Control Agreement Dear George:American Water Works Company, Inc. • March 1st, 2010 • Water supply
Company FiledMarch 1st, 2010 IndustryThis letter amends the Change in Control Agreement, dated January 1, 2000, (the “Original Agreement”) between you and American Water Works Company, Inc. (the “Company”), as amended by the letter Agreement between you and the Company dated May 24, 2004 (the “First Amendment”) and the second letter Agreement between you and the Company dated July 27, 2005 (the “Second Amendment”). (Your Original Agreement, the First Amendment and the Second Amendment are collectively referred to in this letter as “your Change in Control Agreement”). The purpose of this letter is to amend the Change in Control Agreement only insofar as amendments are required to ensure compliance with Section 409A of the Internal Revenue Code of 1986, as amended (the “Code”).
AMERICAN WATER WORKS COMPANY, INC. Change in Control Agreement for GEORGE W. PATRICKChange in Control Agreement • March 1st, 2010 • American Water Works Company, Inc. • Water supply • New Jersey
Contract Type FiledMarch 1st, 2010 Company Industry JurisdictionAGREEMENT, made and entered into as of the 1st day of January, 2000 by and between American Water Works Company, Inc., a Delaware corporation (together with its successors and assigns, the “Company”), and George W. Patrick (the “Executive”).
Matthew Huckin Vice President Human ResourcesAmerican Water Works Company, Inc. • March 1st, 2010 • Water supply
Company FiledMarch 1st, 2010 IndustryAgreement, and to be provided the post-retirement medical and life insurance benefits specified in Section 5.09(e) of the RWE Agreement that applies to other members of the Retiree Group, effective as of the date of your termination of employment. This Section 3 supersedes Section 3 of the First Amendment.
Matthew Huckin Vice President - Human ResourcesAmerican Water Works Company, Inc. • March 1st, 2010 • Water supply
Company FiledMarch 1st, 2010 Industrybe considered to be a member of the “Retiree Group” as that term is defined by Section 5.09(e) of the Agreement and Plan of Merger among RWE Aktiengesellschaft, Thames Water Aqua Holdings GMBH, Apollo Acquisition Company and American Water Works Company, Inc., dated as of September 16, 2001 (the “RWE Agreement”) and entitled to the benefits specified in that Section of the Agreement as more fully set forth at the end of the last sentence of Section 3 below beginning with the words “...you and your spouse, if applicable....”
AGREEMENTAgreement • March 1st, 2010 • American Water Works Company, Inc. • Water supply
Contract Type FiledMarch 1st, 2010 Company IndustryThis an agreement is made this 27th day of August, 1999 between American Water Works Service Company, Inc., a Delaware corporation with offices at 1025 Laurel Oak Road, Voorhees, N.J. 08043 (the “Company”), and George W. Patrick, an individual residing at 440 Colebrook Lane, Bryn Mawr, PA 19010 (the “Employee”).