SUB-ADVISORY AGREEMENT PIMCO FUNDS Newport Beach, California 92660Sub-Advisory Agreement • July 29th, 2009 • Pimco Funds • California
AGREEMENT made as of the 10th day of November, 2008 by and between Pacific Investment Management Company LLC, a Delaware limited liability company (hereinafter the “Adviser”), investment adviser for the PIMCO EM Fundamental IndexPLUS TR Strategy Fund (the “Fund”), a series of the PIMCO Funds (the “Trust”), and Research Affiliates, LLC, a California limited liability company (the “Sub-Adviser”).
AMENDMENT TO CUSTODY AND INVESTMENT ACCOUNTING AGREEMENTAnd Investment Accounting Agreement • July 29th, 2009 • Pimco Funds
This Amendment to the Custody and Investment Accounting Agreement is made as of June 8, 2001, by and between State Street Bank and Trust Company (“State Street”), PIMCO Funds: Pacific Investment Management Series and PIMCO Funds: Multi-Manager Series (each sometimes referred to as a “Fund” and, collectively, the “Funds”), and Pacific Investment Management Company (“PIMCO”), acting as administrator or sub-administrator for each Fund. Capitalized terms used in this Amendment without definition shall have the respective meanings given to such terms in the Contract referred to below.
SECOND AMENDED AND RESTATED FEE WAIVER AGREEMENT PIMCO Funds Newport Beach, California 92660 February 23, 2009Fee Waiver Agreement • July 29th, 2009 • Pimco Funds
This Agreement dated February 23, 2009 amends and restates the Amended and Restated Fee Waiver Agreement between PIMCO Funds (the “Trust”) on behalf of the Fund and Pacific Investment Management Company LLC (“PIMCO”), dated October 1, 2007, which amended and restated the Fee Waiver Agreement between the Trust and PIMCO dated June 1, 2007. This will confirm the Agreement between the Trust and PIMCO as follows:
FEE WAIVER AGREEMENT PIMCO Funds Newport Beach, California 92660 February 5, 2009Fee Waiver Agreement • July 29th, 2009 • Pimco Funds
This will confirm the agreement between the undersigned (the “Trust”), and Pacific Investment Management Company LLC (“PIMCO”), as follows:
PIMCO FUNDS PIMCO TOTAL RETURN FUND JAPAN DEALER SALES CONTRACTJapan Dealer Sales Contract • July 29th, 2009 • Pimco Funds
As general distributor of PIMCO FUNDS (the “Trust”) and PIMCO Total Return Fund (the “Fund”), PFD hereby appoints NIKKO as Distributor in Japan of Administrative Class Shares issued and to be issued by the Fund (the “Shares”), and NIKKO hereby accepts such appointment, subject to the terms and conditions set forth herein.
AMENDED AND RESTATED FEE WAIVER AGREEMENT PIMCO Funds Newport Beach, California 92660 February 23, 2009Fee Waiver Agreement • July 29th, 2009 • Pimco Funds
This Agreement dated February 23, 2009 amends and restates the Fee Waiver Agreement between PIMCO Funds (the “Trust”) on behalf of the Fund and Pacific Investment Management Company LLC (“PIMCO”), dated August 12, 2008. This will confirm the agreement between the Trust and PIMCO, as follows:
FEE AND EXPENSE LIMITATION AGREEMENT PIMCO Funds Newport Beach, California 92660 March 5, 2009Limitation Agreement • July 29th, 2009 • Pimco Funds
This will confirm the agreement between the undersigned (the “Trust”), Pacific Investment Management Company LLC (“PIMCO”), Allianz Global Investors Distributors LLC (“AGID”) and Allianz Global Investors Fund Management LLC (“AGIFM”) as follows:
AMENDED AND RESTATED FEE WAIVER AGREEMENT PIMCO Funds Newport Beach, California 92660 February 23, 2009Fee Waiver Agreement • July 29th, 2009 • Pimco Funds
This Agreement dated February 23, 2009 amends and restates the Fee Waiver Agreement between PIMCO Funds (the “Trust”) on behalf of the Fund and Pacific Investment Management Company LLC (“PIMCO”), dated February 27, 2007. This will confirm the agreement between the Trust and PIMCO, as follows:
CUSTODY AND INVESTMENT ACCOUNTING AGREEMENTCustody and Investment Accounting Agreement • July 29th, 2009 • Pimco Funds • Massachusetts
THIS AGREEMENT is made effective the 1st day of January, 2000 by and between STATE STREET BANK AND TRUST COMPANY, a trust company chartered under the laws of the Commonwealth of Massachusetts, having its principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (“State Street”), EACH REGISTERED INVESTMENT COMPANY LISTED ON SCHEDULE A hereto, as it may be amended from time to time, incorporated herein by this reference, each having its principal office and place of business at 840 Newport Center Drive, Newport Beach, CA 92660 (each sometimes referred to as a “Fund” and, collectively, the “Funds”), and PACIFIC INVESTMENT MANAGEMENT COMPANY, a Delaware partnership having its principal office and place of business at 840 Newport Center Drive, Newport Beach, CA 92660 (“PIMCO”), acting as administrator for each Fund.
AMENDED AND RESTATED FEE WAIVER AGREEMENT PIMCO Funds Newport Beach, California 92660 February 23, 2009Fee Waiver Agreement • July 29th, 2009 • Pimco Funds
This Agreement dated February 23, 2009 amends and restates the Fee Waiver Agreement between PIMCO Funds (the “Trust”) on behalf of the Funds and Pacific Investment Management Company LLC (“PIMCO”), dated February 28, 2008. This will confirm the agreement between the Trust and PIMCO, as follows:
AMENDED AND RESTATED FEE WAIVER AGREEMENT PIMCO Funds Newport Beach, California 92660 February 23, 2009Fee Waiver Agreement • July 29th, 2009 • Pimco Funds
This Agreement dated February 23, 2009 amends and restates the Fee Waiver Agreement between PIMCO Funds (the “Trust”) on behalf of the Fund and Pacific Investment Management Company LLC (“PIMCO”), dated June 1, 2007. This will confirm the agreement between the Trust and PIMCO, as follows:
