STOCK PURCHASE PLANStock Purchase Plan • July 2nd, 2009 • Alesco Financial Inc • Real estate investment trusts • New York
This Stock Purchase Plan (the “Purchase Plan”) is entered into on June 9, 2009, by and between Morgan Stanley Smith Barney, LLC (“MSSB”) and Christopher Ricciardi (“the Purchaser”) for the purchase of shares of common stock (the “Stock”) issued by Alesco Financial Inc. (NYSE: AFN) (“the Company”) to comply with the provisions of Rule 10b5-1 (“Rule 10b5-1”) under the Securities Exchange Act of 1934 on a “not held” basis.
JOINT FILING AGREEMENTJoint Filing Agreement • July 2nd, 2009 • Alesco Financial Inc • Real estate investment trusts
This JOINT FILING AGREEMENT, dated as of July 1, 2009, is made by and between Christopher Ricciardi and Stephanie Ricciardi. Mr. and Mrs. Ricciardi are collectively referred to herein as the “Parties” and each individually as a “Party.” Pursuant to Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the Parties hereby acknowledge and agree that the Schedule 13D is filed on behalf of each such Party and that all subsequent amendments to the Statement on Schedule 13D shall be filed on behalf of each of the Parties without the necessity of entering into and filing additional joint filing agreements. The Parties hereby acknowledge that each Party shall be responsible for timely filing of such amendments, and for the completeness and accuracy of the information concerning such Party contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the other Party, except to the extent that such Party knows or has
