INVESTMENT MANAGEMENT SERVICES AGREEMENT AMENDED AND RESTATEDInvestment Management Services Agreement • April 30th, 2009 • Seligman Portfolios Inc/Ny • Minnesota
This Agreement dated as of November 7, 2008, amended and restated April , 2009, is by and between RiverSource Investments, LLC (the “Investment Manager”), a Minnesota limited liability company and Seligman Portfolios, Inc. (the “Registrant”), a Maryland corporation, on behalf of its underlying series listed in Schedule A (the term “Fund” or “Funds” is used to refer to either the Registrant or its underlying series, as context requires).
FEE CAP/FEE WAIVER AGREEMENT AMENDED AND RESTATEDFee Waiver Agreement • April 30th, 2009 • Seligman Portfolios Inc/Ny
This Agreement, dated Oct. 1, 2005, as amended and restated April , 2009, is between each of the investment companies (each a “Registrant”), on behalf of its underlying series funds, as listed in Schedule A (the term “Fund” is used to refer to either the Registrant or the series as context requires), and RiverSource Investments, LLC, in its capacity as investment manager of the Funds, Ameriprise Financial, Inc, in its capacity as administrator of the Funds, RiverSource Service Corporation, in its capacity as transfer agent of the Funds, and RiverSource Fund Distributors, Inc. and RiverSource Distributors, Inc, in their capacity as principal underwriters and distributors of the Funds (collectively referred to as the “Service Providers”). Under this Agreement, the Service Providers hereby agree to waive all or a portion of the fees they earn and/or cap or reimburse expenses of each Fund incurred in connection with the services they provide to the Funds, in an amount equal to the amount b
PLAN ADMINISTRATION SERVICES AGREEMENT AMENDED AND RESTATEDPlan Administration Services Agreement • April 30th, 2009 • Seligman Portfolios Inc/Ny • Minnesota
PLAN ADMINISTRATION SERVICES AGREEMENT (“Agreement”) dated as of December 1, 2006, amended and restated April , 2009, by and among RiverSource Service Corporation, a Minnesota corporation (“RiverSource Service Corporation”), and each of the registrants (acting separately on behalf of their series) identified from time to time on Exhibit A hereto (each a “Fund” and collectively the “Funds”).
SUBADVISORY AGREEMENTSubadvisory Agreement • April 30th, 2009 • Seligman Portfolios Inc/Ny • New York
WHEREAS, the Manager has entered into an Investment Management Services Agreement, dated as of the date hereof (the “Management Agreement”), with Seligman Portfolios, Inc. (the “Corporation”), an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”), to render or contract to obtain assistance in rendering investment management services to the Corporation, and to administer the business and other affairs of the Corporation; and
TRANSFER AGENCY AND SERVICING AGREEMENT AMENDED AND RESTATEDTransfer Agency and Servicing Agreement • April 30th, 2009 • Seligman Portfolios Inc/Ny • Minnesota
This Transfer Agency and Servicing Agreement (“Agreement”), dated as of November 8, 2007, amended and restated April , 2009, is by and between RiverSource Service Corporation (“Transfer Agent”), a Minnesota corporation, and RiverSource Variable Series Trust, a Massachusetts business trust and Seligman Portfolios, Inc., a Maryland corporation, (“Registrant” or “Registrants”) on behalf of the underlying series listed in Schedule A (each a “Fund” and collectively the “Funds”). The terms “Fund” or “Funds” are used to refer to either the Registrant or the underlying series as context requires. The Fund and the Transfer Agent are collectively referred to as the “parties.”
PLAN OF DISTRIBUTION AND AGREEMENT OF DISTRIBUTIONPlan of Distribution And • April 30th, 2009 • Seligman Portfolios Inc/Ny • Minnesota
The Plan of Distribution (“Plan”) and Agreement of Distribution (“Agreement”), effective April , 2009, (together “Plan and Agreement”), is by and between RiverSource Fund Distributors, Inc. (“RiverSource Fund Distributors” or the “Distributor”), a Delaware corporation, principle underwriter of RiverSource Variable Series Trust and Seligman Portfolios, Inc. pursuant to a separate distribution agreement (“Distribution Agreement”), for distribution services to the funds, and RiverSource Variable Series Trust, a Massachusetts business trust, and Seligman Portfolios, Inc., a Maryland corporation (“Registrant” or “Registrants”), on behalf of their underlying series, listed in Schedule A (each a “fund” and collectively the “funds”). The terms “Fund” or “Funds” are used to refer to either the Registrants or the underlying series as context requires.
DISTRIBUTION AGREEMENTDistribution Agreement • April 30th, 2009 • Seligman Portfolios Inc/Ny • Minnesota
This Distribution Agreement (“Agreement”), effective as of April , 2009, is by and between RiverSource Fund Distributors, Inc. (“Distributor”), a Delaware corporation, and RiverSource Variable Series Trust, a Massachusetts business trust, and Seligman Portfolios, Inc., a Maryland corporation, on behalf of their underlying series listed in Schedule A (each a “Fund” and collectively the “Funds”). The terms “Fund” or “Funds” are used to refer to the corporation and the underlying series as the context requires.
