SUBSCRIPTION AGENT AGREEMENTSubscription Agent Agreement • March 31st, 2008 • Kohlberg Capital CORP
Up to 3,100,000 Shares of Common Stock Issuable Upon Exercise of Transferable Rights to Subscribe for such Shares DEALER MANAGER AGREEMENTDealer Manager Agreement • March 31st, 2008 • Kohlberg Capital CORP • New York
Kohlberg Capital Corporation, a Delaware corporation (the “Company”), hereby confirms the agreement with and appointment of each of Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”), JMP Securities LLC (“JMP”) and Stifel, Nicolaus & Company, Incorporated (“Stifel”) to act as a dealer manager (each a “Dealer Manager” and, collectively, the “Deal Managers”) in connection with the issuance by the Company to the holders of record (the “Record Date Stockholders”) at the close of business on the record date set forth in the Prospectus (as defined herein) (the “Record Date”) transferable rights entitling such Record Date Stockholders, and any transferees of rights thereof (such transferees and the Record Date Stockholders, collectively, the “Holders”), to collectively subscribe for up to 3,100,000 shares (each a “Share” and, collectively, the “Shares”) of common stock, par value $0.01 per share (the “Common Shares”), of the Company (the “Offer”). Pursuant to the terms of th
