MUTUAL FUND SERVICES AGREEMENTMutual Fund Services Agreement • January 28th, 2008 • Seligman Core Fixed Income Fund, Inc • New York
This Mutual Fund Services Agreement (“Agreement”) is entered into by and among Prudential Investment Management Services LLC (“PIMS”), Prudential Investments LLC (“PI”), (PIMS and PI collectively referred to as “Service Provider”), Seligman Data Corp. (“SDC”) and Seligman Advisors, Inc. (“SAI”) with respect to the registered investment companies and classes of shares (each a “Fund” and collectively, the “Funds”) to be included on the Platform as described below.
WAIVER/REIMBURSEMENT AGREEMENTWaiver/Reimbursement Agreement • January 28th, 2008 • Seligman Core Fixed Income Fund, Inc
WAIVER/REIMBURSEMENT AGREEMENT, dated as of February 1, 2008, between SELIGMAN CORE FIXED INCOME FUND, INC., a Maryland corporation (the “Fund”), and J. & W. SELIGMAN & CO. INCORPORATED, a Delaware corporation (the “Manager”). The Manager hereby agrees to waive its management fee and/or reimburse the Portfolio’s “other expenses” to the extent set forth in the Fund’s prospectuses included in the Fund’s Registration Statement filed on or about January 28, 2007 with the Securities and Exchange Commission.
LOAD FUND OPERATING AGREEMENTFund Operating Agreement • January 28th, 2008 • Seligman Core Fixed Income Fund, Inc • California
This Load Fund Operating Agreement is made as of July 24, 2007, by and between Seligman Advisors, Inc., a Delaware Corporation (“Distributor”); Seligman Data Corp., a New York corporation (“Shareholder Servicing Agent”); each registered investment company executing it (“Fund Company”), on its own behalf and on behalf of each of its series or classes of shares listed on Schedule I hereto, as amended from time to time (“Fund(s)”); and Charles Schwab & Co., Inc. (“Schwab”), a California corporation (“Agreement”). In the event there are no Funds, then the term “Fund” shall mean “Fund Company.” For the purposes of this Agreement, Distributor and Shareholder Servicing Agent are collectively referred to as “Seligman Parties”. Fund Company and Seligman Parties are referred to collectively herein as “Fund Parties.”
Pershing LLC One Pershing Plaza Jersey City, NJ 07399 OPERATING AGREEMENTOperating Agreement • January 28th, 2008 • Seligman Core Fixed Income Fund, Inc • New York
This Operating Agreement (the “Agreement”) is made effective as of this 17 day of May, 2007, by and among Seligman Advisors, Inc. (“Distributor”), a Delaware corporation, Seligman Data Corp., a New York corporation (“SDC”), and Pershing LLC (“Clearing Broker”), a Delaware limited liability company.
