HEARTLAND GROUP, INC. FORM OF AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT with HEARTLAND ADVISORS, INC.Expense Limitation Agreement • April 30th, 2019 • Heartland Group Inc • Wisconsin
THIS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is entered into effective May 1, 2019 (the “Effective Date”), by and between Heartland Group, Inc. (the “Fund Company”), a Maryland corporation, on behalf of the series of the Fund Company listed in Schedule A hereto, as may be amended from time to time (the “Fund”), and the investment advisor to the Fund, Heartland Advisors, Inc. (the “Advisor”), a Wisconsin corporation.
Amendment No. 7 to Administration, Bookkeeping and Pricing Services AgreementServices Agreement • April 30th, 2019 • Heartland Group Inc • Colorado
This Amendment No. 7 to Administration, Bookkeeping and Pricing Services Agreement (the “Amendment”) is effective on October 27, 2018 (the “Effective Date”), between Heartland Group, Inc., a Maryland corporation (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
AMENDMENT NO. 1 TO THE REPORT MODERNIZATION ADDENDUM to Administration, Bookkeeping and Pricing Services AgreementServices Agreement • April 30th, 2019 • Heartland Group Inc • Colorado
This Amendment No. 1 (this “Amendment”) to the Report Modernization Addendum to the Administration, Bookkeeping and Pricing Services Agreement, is effective on October 27, 2018 (the “Effective Date”), and entered into between Heartland Group, Inc., a Maryland corporation (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
REPORT MODERNIZATION ADDENDUM to Administration, Bookkeeping and Pricing Services AgreementServices Agreement • April 30th, 2019 • Heartland Group Inc • Colorado
This Report Modernization Addendum (this “Addendum”) to the Administration, Bookkeeping and Pricing Services Agreement, as amended, is dated as of May 1, 2018 and entered into by and between Heartland Group, Inc., a Maryland corporation (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
FOURTH AMENDMENT TO SECURITIES LENDING AGENCY AGREEMENTSecurities Lending Agency Agreement • April 30th, 2019 • Heartland Group Inc
This FOURTH Amendment (this “Amendment”) to the Securities Lending Agency Agreement is dated as of October 1, 2018, by and among Heartland Group, Inc., a registered investment company organized under the laws of Maryland (“Heartland Group”), and Brown Brothers Harriman & Co., a New York limited partnership (“BBH&Co.”), as acknowledged and agreed by Heartland Advisors, Inc., investment advisor to the Funds.
LIQUDITY RISK MANAGEMENT ADDENDUM to Administration, Bookkeeping and Pricing Services AgreementHeartland Group Inc • April 30th, 2019 • Colorado
This Liquidity Management Addendum (this “Addendum”) to the Administration, Bookkeeping and Pricing Services Agreement, as amended, is dated March 1, 2019 and entered into by and between Heartland Group, Inc., a Maryland corporation (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
