FIFTEENTH AMENDMENT TO LOAN AGREEMENTLoan Agreement • March 29th, 2018 • Thompson Im Funds Inc
THIS FIFTEENTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 10th day of November, 2017 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the "Bank"), and THOMPSON IM FUNDS, INC., a Wisconsin corporation, with its address at 918 Deming Way, 3rd Floor, Madison, Wisconsin 53717 (the “Borrower”), on behalf of the Thompson Bond Fund (the “Fund”).
SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • March 29th, 2018 • Thompson Im Funds Inc • Wisconsin
This Shareholder Services Agreement (the “Agreement”) is made as of 2016, by U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“Company”) having an address at 615 East Michigan Street, Milwaukee, WI 53202, on behalf of Funds., (“Fund Company”) and a company, having an address at (“Service Provider” and collectively, the “Parties”).
SALES AGREEMENTSales Agreement • March 29th, 2018 • Thompson Im Funds Inc • Wisconsin
We desire to enter into an agreement with you for the sale and distribution of the shares of each open-end investment company (or class or series thereof having a separate portfolio) for which you act as principal underwriter. Each such investment company (or such a class or series) is hereafter referred to as a “Fund”. A list of Funds at the present time is attached hereto as Appendix A. Upon acceptance of this Agreement by you, we understand that we may offer and sell shares of each of the Funds (whether or not listed in Appendix A), subject, however, to all of the terms and conditions hereof and to your right, without notice, to suspend and terminate the sale of the shares of any one or more of the Funds.
Quasar Distributors, LLC Milwaukee, WI 53202 DEALER AGREEMENTDealer Agreement • March 29th, 2018 • Thompson Im Funds Inc • Wisconsin
This Agreement is made as of __________, 20__, by and among Quasar Distributors, LLC (“Quasar”), a Delaware limited liability company, _____________ (“Dealer”), a ______________ corporation, and Thompson Investment Management, Inc., a Delaware limited liability company (solely with respect to Section 5 hereto).
ADMINISTRATIVE AND ACCOUNTING SERVICES AGREEMENTAdministrative and Accounting Services Agreement • March 29th, 2018 • Thompson Im Funds Inc • Wisconsin
THIS ADMINISTRATIVE AND ACCOUNTING SERVICES AGREEMENT (the “Agreement”) is made this 9th day of November, 2017 between Thompson IM Funds, Inc., a Wisconsin corporation (the "Corporation"), and Thompson Investment Management, Inc., a Delaware corporation ("TIM").
THOMPSON IM FUNDS, INC. AMENDMENT TO THE DISTRIBUTION AGREEMENTThe Distribution Agreement • March 29th, 2018 • Thompson Im Funds Inc
THIS AMENDMENT, effective as of the 15th day of August, 2017, to the Distribution Agreement, dated as August 19, 2015 (the "Distribution Agreement"), as amended, is entered into by and between THOMPSON IM FUNDS, INC., a Wisconsin corporation (the "Corporation"), QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company ("Distributor"). THOMPSON INVESTMENT MANAGEMENT, LLC, the investment advisor to the Corporation (the “Advisor”), is a party hereto with respect to Sections 3F. and 6 only.
FUND SERVICES AGREEMENTFund Services Agreement • March 29th, 2018 • Thompson Im Funds Inc • Wisconsin
This Fund Services Agreement (“Agreement”) is entered into and made effective as of this 18 day of January, 2018, among U.S. Bancorp Asset Management, Inc. (“USBAM”), a Delaware corporation, U.S. Bancorp Fund Services, LLC (“USBFS”), a Wisconsin limited liability company, and Thompson Investment Management, Inc. (“Service Provider”), a Delaware corporation.
THOMPSON IM FUNDS, INC. SECOND AMENDMENT TO THE TRANSFER AGENT AGREEMENTTransfer Agent Agreement • March 29th, 2018 • Thompson Im Funds Inc
THIS SECOND AMENDMENT, dated as of the 9th day of November, 2017, to the Transfer Agent Servicing Agreement, dated as of August 19, 2015 (the "Agreement"), is entered into by and between Thompson IM Funds, Inc., a Wisconsin corporation (the "Corporation") and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
THOMPSON IM FUNDS, INC. ADDENDUM TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • March 29th, 2018 • Thompson Im Funds Inc
THIS ADDENDUM, effective as of August 15, 2017, to the Transfer Agent Servicing Agreement dated as of August 19, 2015, as amended (the “Agreement”), is entered into by and between Thompson IM Funds, Inc., a Wisconsin corporation, (the “Corporation”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS” and together with the Corporation, the “Parties”).
