RE: Amendment of Lock-Up AgreementAcceptance and Agreement • October 21st, 2014 • Liquid Holdings Group, Inc. • Services-prepackaged software • New York
In connection with your resignation as an officer and director of Liquid Holdings Group, Inc. (the “Company”) in April of this year, you as well as four entities controlled by you, Ferdinand Holdings, LLC, Ferdinand Trading II LLC, LT World Limited LLC and LT World Partners LLC (collectively, the “Ferdinand Entities”), entered into a Lock-Up Agreement, dated April 18, 2014 (the “Lock-Up Agreement”), in favor of the Company. Pursuant to the terms of the Lock-Up Agreement, you and the Ferdinand Entities agreed, among other things, not to sell or transfer (under the circumstances described in the Lock-Up Agreement) your shares of the Company’s common stock, $0.0001 par value per share (collectively, the “Shares”) for a period of one (1) year from the date of the Lock-Up Agreement.
AMENDED AND RESTATED CONSULTING AGREEMENTConsulting Agreement • October 21st, 2014 • Liquid Holdings Group, Inc. • Services-prepackaged software • New York
This Amended and Restated Consulting Agreement (“Agreement”) is entered into as of October 16, 2014 by and between Liquid Holdings Group, Inc., a Delaware corporation (the “Company”), and Ferdinand Trading LLC, a Delaware Limited Liability Company (“Consultant”).
