a Maryland Corporation) [•] Shares of Common Stock Par Value $0.001 per Share Underwriting AgreementUnderwriting Agreement • October 23rd, 2012 • Stellus Capital Investment Corp • New York
LICENSE AGREEMENTLicense Agreement • October 23rd, 2012 • Stellus Capital Investment Corp • New York
This LICENSE AGREEMENT (this “Agreement”) is made and effective as of _____ __, 2012 (the “Effective Date”) by and between Stellus Capital Management, LLC (the “Licensor”), a Delaware limited liability company, and Stellus Capital Investment Corporation, a Delaware corporation (the “Licensee”) (each a “party,” and collectively, the “parties”).
ADMINISTRATION AGREEMENTAdministration Agreement • October 23rd, 2012 • Stellus Capital Investment Corp • New York
This ADMINISTRATION AGREEMENT (this “Agreement”) made as of _____ __, 2012 by and between Stellus Capital Investment Corporation, a Maryland Company (the “Corporation”), and Stellus Capital Management, LLC, a Delaware limited liability company (the “Administrator”).
INVESTMENT ADVISORY AGREEMENT BETWEEN STELLUS CAPITAL INVESTMENT CORPORATION AND STELLUS CAPITAL MANAGEMENT, LLCInvestment Advisory Agreement • October 23rd, 2012 • Stellus Capital Investment Corp • New York
AGREEMENT, dated as of [_____________], 2012, between Stellus Capital Investment Corporation, a Maryland corporation (the “Corporation”), and Stellus Capital Management, LLC (the “Adviser”), a Delaware limited liability company.
INDEMNIFICATION AGREEMENTIndemnification Agreement • October 23rd, 2012 • Stellus Capital Investment Corp • Maryland
This Indemnification Agreement (the “Agreement”) is made as of the date set forth below, by and between Stellus Capital Investment Corporation, a Maryland corporation (the “Company”), and the person (“Indemnitee”) listed on the signature page hereof.
