CUSTODY AGREEMENTCustody Agreement • February 21st, 2012 • Sierra Income Corp • Massachusetts
THIS CUSTODY AGREEMENT (this “Agreement”) is dated as of February __, 2012 and is by and between Sierra Income Corporation (and any successor or permitted assign), a corporation organized under the laws of the [_________], having its principal place of business at [_____________], and U.S. BANK NATIONAL ASSOCIATION (or any successor or permitted assign acting as custodian hereunder, the “Custodian”), a national banking association having a place of business at One Federal Street, Boston, MA 02110.
FORM OF DEALER MANAGER AGREEMENT Sierra Income Corporation Up to $1,500,000,000 in Shares of Common Stock, $0.001 par value per shareDealer Manager Agreement • February 21st, 2012 • Sierra Income Corp • Georgia
Sierra Income Corporation, a Maryland corporation (the “Company”), that intends to elected to be treated as a business development company (a “BDC”) under the Investment Company Act of 1940, as amended, and the rules and regulations thereunder (collectively, the “Investment Company Act”) has registered for public sale (the “Offering”) a maximum of $1.5 billion in shares (the “Offered Shares”) of its common stock, $0.001 par value per share (the “Common Stock”), upon the terms and subject to the conditions set forth in the Prospectus (as defined in Section 1.1 below). The Offered Shares are to be issued and sold to the public on a “best efforts” basis through: (a) SC Distributors, LLC, a Delaware limited liability company (the “Dealer Manager”), as the exclusive managing dealer; and (b) other broker-dealers retained by the Dealer Manager, at its sole discretion, to participate in the Offering (the “Participating Dealers”) at an initial offering price of $10.00 per share (subject in cert
FORM OF ADMINISTRATION AGREEMENTAdministration Agreement • February 21st, 2012 • Sierra Income Corp • Maryland
This Administration Agreement (this “Agreement”) is made as of 2012, by and between SIERRA INCOME CORPORATION, a Maryland corporation (hereinafter referred to as the “Company”), and MEDLEY CAPITAL LLC, a Delaware limited liability company, (hereinafter referred to as the “Administrator”).
FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN SIERRA INCOME CORPORATION. AND SIC ADVISORS LLCInvestment Advisory Agreement • February 21st, 2012 • Sierra Income Corp • New York
This Investment Advisory Agreement (the “Agreement”) is made as of [ ], 2011, by and between SIERRA INCOME CORPORATION, a Maryland corporation (the “Company”), and SIC ADVISORS LLC, a Delaware limited liability company (the “Adviser”).
