GREAT ELM GROUP, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Trustee FORM OF INDENTURE Dated as of [ ]Great Elm Group, Inc. • May 5th, 2022 • Services-prepackaged software • New York
INDENTURE, dated as of [ ], by and between Great Elm Group, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as trustee (the “Trustee”).
FIRST SUPPLEMENTAL INDENTURE between GREAT ELM GROUP, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Trustee Dated as of [●], 2022Supplemental Indenture • May 5th, 2022 • Great Elm Group, Inc. • Services-prepackaged software • New York
THIS FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of [●], 2022 is between Great Elm Group, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as trustee (the “Trustee”). Unless otherwise specified in this First Supplemental Indenture, all capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).
GREAT ELM GROUP, INC. $[●] [●]% Notes Due 2027 UNDERWRITING AGREEMENTUnderwriting Agreement • May 5th, 2022 • Great Elm Group, Inc. • Services-prepackaged software • New York
