0001140361-13-041879 Sample Contracts

ROYALTY AGREEMENT
Royalty Agreement • November 12th, 2013 • Asterias Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • California

This Royalty Agreement ("Agreement") is made as of October 1, 2013 (“Effective Date”) by and between Asterias Biotherapeutics, Inc., a Delaware corporation (“Asterias”), and Geron Corp., a Delaware corporation (“Geron”).

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EXCLUSIVE SUBLICENSE AGREEMENT between GERON CORPORATION and ASTERIAS BIOTHERAPEUTICS, INC.
Exclusive Sublicense Agreement • November 12th, 2013 • Asterias Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • California

This EXCLUSIVE SUBLICENSE AGREEMENT (the “Agreement”) is entered into as of October 1, 2013 (the “Effective Date”) by and between Geron Corporation, a Delaware corporation having a principal place of business at 149 Commonwealth Drive, Menlo Park, California 94025 (“Geron”), and Asterias Biotherapeutics, Inc., a Delaware corporation having a principal place of business at 1301 Harbor Bay Parkway, Alameda, CA 94502 (“Licensee”). Geron and Licensee are each referred to individually herein as a “Party,” and collectively as the “Parties.”

EXCLUSIVE LICENSE AGREEMENT between
Exclusive License Agreement • November 12th, 2013 • Asterias Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • California

This exclusive license agreement ("Agreement") is made effective this 20th day of February, 2003, ("Effective Date"), between The Regents of the University of California, a California corporation, having its statewide administrative offices at 1111 Franklin Street, 12th Floor, Oakland, California 94607-5200 ("The Regents"), and Geron Corporation, a Delaware corporation, having a principal place of business at 230 Constitution Drive, Menlo Park, California 94025 ("Licensee").

NON-EXCLUSIVE LICENSE AGREEMENT
Non-Exclusive License Agreement • November 12th, 2013 • Asterias Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • Wisconsin

This Agreement is made effective as of the date of the last to sign party on page 15 (“Effective Date”), by and between the Wisconsin Alumni Research Foundation (“WARF”), a nonprofit Wisconsin corporation, and Asterias Biotherapeutics Incorporated (“Asterias”), a corporation organized and existing under the laws of Delaware, and its Affiliates who agree to sign on and be bound by the terms and obligations of this Agreement (collectively, “Licensee”). To the extent any Affiliate exercises any rights granted to Licensee hereunder, Asterias is liable to WARF for the duties and obligations of any such Affiliate, and any act or omission of an Affiliate that constitutes a breach of this Agreement shall be deemed to be a breach by Asterias.

SUBLICENSE AGREEMENT
Sublicense Agreement • November 12th, 2013 • Asterias Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • California

This Sublicense Agreement (“Agreement”) is made and entered into as of the 1st day of October, 2013 (the “Effective Date”), by and between BioTime, Inc., a California corporation (“BioTime”), and Asterias Biotherapeutics, Inc., a Delaware corporation (“Asterias”). BioTime and Asterias are sometimes hereinafter referred to as the “Parties”.

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