PNM Resources, Inc. UNDERWRITING AGREEMENTUnderwriting Agreement • March 9th, 2018 • PNM Resources Inc • Electric services • New York
PNM Resources, Inc., a New Mexico corporation (the “Company”), proposes to issue and sell $300.0 million aggregate principal amount of its 3.250% Senior Notes due 2021 (the “Notes”) to the several underwriters named in Schedule 1 hereto (the “Underwriters”), for which Wells Fargo Securities, LLC and MUFG Securities Americas Inc. are acting as representatives (the “Representatives”). The Notes will (i) have terms and provisions which are summarized in the Pricing Disclosure Package as of the Applicable Time and the Prospectus dated as of the date hereof (each as defined in Section 1(a) hereof) and (ii) be issued pursuant to an Indenture dated as of March 15, 2005 between the Company and MUFG Union Bank, N.A. (formerly known as Union Bank, N.A., as ultimate successor to JPMorgan Chase Bank, N.A.), as Trustee (the “Trustee”), as heretofore supplemented and amended (the “Indenture”), and as supplemented and amended by the Supplemental Indenture No. 3 to be dated as of March 9, 2018 between
PNM RESOURCES, INC. AND MUFG UNION BANK, N.A. as Trustee SUPPLEMENTAL INDENTURE NO. 3 Dated as of March 9, 2018 To INDENTURE Dated as of March 15, 2005PNM Resources Inc • March 9th, 2018 • Electric services • New York
THIS SUPPLEMENTAL INDENTURE NO. 3 (this “Supplemental Indenture No. 3”), dated as of March 9, 2018, between PNM RESOURCES, INC., a New Mexico corporation (the “Company”), and MUFG UNION BANK, N.A. (formerly known as Union Bank, N.A.), a national banking association (as ultimate successor to JPMorgan Chase Bank, N.A.), as Trustee (the “Trustee”).
