0001104659-26-082562 Sample Contracts
MANAGEMENT FEE WAIVER AGREEMENTManagement Fee Waiver Agreement • July 10th, 2026 • HB Wealth Credit Opportunities Fund
This letter (the “Agreement”) will confirm the agreement between HB Wealth Credit Opportunities Fund (the “Fund”) and iCapital Fund Advisors LLC (the “Adviser”), as follows:
iCapital Fund Advisors LLC New York, New York 10165Expense Limitation and Reimbursement Agreement • July 10th, 2026 • HB Wealth Credit Opportunities Fund
iCapital Fund Advisors LLC (the “Adviser”) hereby confirms its agreement as follows in respect of HB Wealth Credit Opportunities Fund (the “Fund”):
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • July 10th, 2026 • HB Wealth Credit Opportunities Fund • New York
AGREEMENT made as of this 16th day of June, 2026 by and between HB Wealth Credit Opportunities Fund, a Delaware statutory trust (the “Fund”), and iCapital Fund Advisors LLC, a Delaware limited liability company (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 10th, 2026 • HB Wealth Credit Opportunities Fund • New York
INVESTMENT SUB-ADVISORY AGREEMENT (this “Agreement”), effective as of the 16th day of June, 2026, between iCapital Fund Advisors LLC (the “Adviser”), a limited liability company organized and existing under the laws of the State of Delaware, and HB Wealth Management, LLC (the “Sub-Adviser”), a limited liability company organized and existing under the laws of the State of Delaware.
HB WEALTH CREDIT OPPORTUNITIES FUND AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST Dated as of June 16, 2026Agreement and Declaration of Trust • July 10th, 2026 • HB Wealth Credit Opportunities Fund
WHEREAS, this Trust is authorized to issue an unlimited number of its shares of beneficial interest all in accordance with the provisions hereinafter set forth;
SUB-ADVISORY FEE WAIVER AGREEMENT iCapital Fund Advisors LLC 26th Floor New York, NY 10036 June 16, 2026Sub-Advisory Fee Waiver Agreement • July 10th, 2026 • HB Wealth Credit Opportunities Fund
This letter (the “Agreement”) will confirm the agreement between HB Wealth Management, LLC (“HB”) and iCapital Fund Advisors LLC (“iCapital”), as follows:
FORM OF RULE 12d1-4 FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • July 10th, 2026 • HB Wealth Credit Opportunities Fund • Delaware
This FUND OF FUNDS INVESTMENT AGREEMENT (this “Agreement”), dated as of [·], is between [ACQUIRING FUND] (the “Acquiring Fund”), and [ACQUIRED FUND] (the “Acquired Fund” and, together with the Acquiring Fund, the “Funds”).
DISTRIBUTION AGREEMENTDistribution Agreement • July 10th, 2026 • HB Wealth Credit Opportunities Fund • New York
This DISTRIBUTION AGREEMENT (this “Agreement”) made this 16th day of June, 2026, between HB Wealth Credit Opportunities Fund, a Delaware statutory trust (the “Fund”), and iCapital Markets LLC (the “Distributor”).
CUSTODY AGREEMENT Dated June 16th, 2026 Between UMB BANK, N.A. And HB WEALTH CREDIT OPPORTUNITIES FUND CUSTODY AGREEMENTCustody Agreement • July 10th, 2026 • HB Wealth Credit Opportunities Fund
This agreement made as of the date first set forth above between UMB Bank, N.A., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian"), and HB Wealth Credit Opportunities Fund, a Delaware statutory trust (such statutory trust and any successor entity, the “Fund”).
MASTER SERVICES AGREEMENTMaster Services Agreement • July 10th, 2026 • HB Wealth Credit Opportunities Fund • Delaware
This Master Services Agreement (this “Agreement”), dated June 16, 2026, is between HB Wealth Credit Opportunities Fund (the “Fund”), a Delaware statutory trust, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.